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In 2021 more than 200 new securities class action lawsuits were filed in federal courts. With approximately 500 such suits currently pending, and a slew of other actions being actively pursued against....
It is often said that there is a cost to doing business. Proxy meeting fees have emerged as such a cost in the context of the business of investing your hard-earned dollars. These unique fees are ....
On March 24, 2021, the SEC adopted interim final amendments to the following forms:
Under the Securities Exchange Act of 1934 (Exchange Act)
Form 20-F § 249.220f
Form 40-F § 249.240f
F....
In the US, it is typically required for publicly traded companies to have at least a few corporate officers. Some companies have dozens. It is also not uncommon for private or non-profit companies to ....
Meetings are an importation part of running an organization or a large project. At meetings, issues are addressed, important decisions made, and plans created for the future. In public companies, annu....
Running a company involving many aspects of corporate decision-making requires keeping accurate records and imposing a certain degree of regularity in the process. Proxies are one such way to ensure t....
On December 19, 2018, the SEC adopted final rules to allow current Exchange Act reporting companies to utilize Regulation A+, also known as the "mini-IPO offering". Reg A+ provides an exemption fro....
A transfer agent is a company or financial institution that helps manage securities recordkeeping duties for private and public entities. Transfer agents perform many functions, including but not limi....
What is a Stock Transfer Agent?
When companies issue stocks, they must track transactions and keep accurate and up-to-date shareholder records. It can be very difficult to keep these records, maintai....
Colonial recently performed a side by side analysis of XBRL in 10-Q and 10-K filings submitted by our competitors. The analysis presents two examples where incorrect tags were placed and the potential....