Category: Small Business Capital Formation

Small Business Capital Formation Advisory Committee Jan. 29 Meeting to Focus on Smaller Public Company Markets
  • Admin
  • Feb 23, 2021
On January 29, 2021, The Securities and Exchange Commission (SEC) Small Business Capital Formation Advisory Committee virtually hosted a public meeting that fixated on the experiences of smaller publi....
Office of the Advocate for Small Business Capital Formation Response to COVID-19
  • Admin
  • May 26, 2020
SEC Small Business Capital Formation Advisory held a virtual meeting on April 2, to discuss the impact of Covid-19 on small businesses along with proposed and adopted relief measures. SEC Chairman Jay....
The House Passes the Financial CHOICE Act
  • Eric Mellmer
  • Jul 01, 2017
On June 8, 2017, the House of Representatives passed the Financial CHOICE Act  (“Creating Hope and Opportunity for Investors, Consumers and Entrepreneurs”). The act regulates banking institution....
Proposed Amendments to the Investment Advisers Act Rules
  • Shelby Wayment
  • Aug 05, 2016
The SEC recently proposed several amendments to the Investment Advisers Act of 1940, commonly referred to as the “Advisers Act.” These amendments specifically focus on rule 203(l)-1 and rule 203(m....
House of Representatives Passes Accelerated Access to Capital Act
  • Shelby Wayment
  • Jan 10, 2016
The House of Representatives passed the Accelerating Access to Capital Act on September 8th, 2016 by a vote of 236-178. This act was designed to help small companies gain access to capital, through th....
Three Reasons to Consider Equity-Based Crowdfunding for Your Startup Company
  • Eric Mellmer
  • Dec 19, 2015
Most beginning entrepreneurs do not find themselves in a situation where the money they need to start their business is readily available. In fact, the opposite is true, with many entrepreneurs strugg....