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A transfer agent is a company or financial institution that helps manage securities recordkeeping du....
In August of 2016, the SEC adopted the proposed amendments to the Investment Advisers Act, in additi....
On November 7th, the OTC Markets Group released a new stock promotion policy. This policy aims to im....
Rule 15c6-1(a) - From T+3 to T+2
In March 2017, the Securities and Exchange Commission (SEC) amende....
One of the common issues that small businesses encounter is the challenge of finding the funds to in....
On June 8, 2017, the House of Representatives passed the Financial CHOICE Act (“Creating Hope a....
Introduction
At the beginning of his opening remarks in May of 2017, SEC Commissioner Michael Piwow....
In our contemporary society, software has been created for every imaginable need, both professionall....
On April 12, 2017, the Financial Industry Regulatory Authority (FINRA) published three regulatory no....
Trump has announced his nomination of Walter ‘Jay’ Clayton, a man who is leaning towards less re....
There are certain basic features and powers that every corporation holds. One corporate power is the....
After the Uniform Law Commission’s Revised Uniform Unclaimed Property Act (RUUPA) was released man....
OTC Markets recently announced that OTCQX companies that currently utilize the Alternative Reporting....
President Trump issued executive order 13,772 on February 3, 2017, which aimed to regulate the U.S. ....
Raising money from investors for your business involves understanding complex securities rules and r....
Many companies and consultants help others comply with eXtensible Business Reporting Language (XBRL)....
Investing is an effective way that people can increase their monetary wealth. It allows people to ge....
Chairman Jeb Hensarling sponsored the Financial Choice Act (H.R. 5983) on September 13, 2016. This b....
The Depository Trust Company (DTC) is proposing a new Rule 33, which would establish new circumstanc....
Below are five ways that equity crowdfunding can make managing your company easier:
Telling Stories....
DTC, or Depository Trust Company, founded in 1973, is the largest depository globally with over thir....
On October 26, 2016, the Securities and Exchange Commission adopted amendments to change Rule 147 an....
When you attempt to start any small business or other venture and need funding, crowdfunding is an e....
A transfer agent is a third-party financial institution that is appointed by a corporation, mutual f....
The SEC Advisory Committee on Small and Emerging Companies met on February 25, 2016 to discuss acces....
The SEC recently proposed several amendments to the Investment Advisers Act of 1940, commonly referr....
On June 17, 2016 the SEC approved IEX as a national stock exchange. The approval marks the first tim....
The OTC Markets group recently implemented several amendments regarding the initial qualification pr....
There are many ways to invest; you can invest your money through owning collectables, owning a home,....
In order to operate, a crowdfunding service intermediary is required to register with the Securities....