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EDT
On December 22, 2020, the SEC proposed amendments to Rule 144 to eliminate ‘tacking of’ the holding period of security and amend the filing requirements and the deadline to coincide with the Form 4 filing deadline. Under the proposed rule, the holding period for the “market-adjustable securities” acquired upon conversion or exchange will not begin
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EDT
This topic is an all-time favorite, and you will see almost everyone writing about their favorites in a different hierarchical order. Obviously, because of individual differences and halo effect, the choices and rankings differ as there is no well-defined formula for success. Even researchers that use specific metrics to assess the greatness of CEOs fail
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EDT
The IPO and financing transactions listing for the month of December 2020 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registration statement filing used by domestic companies to go public. The Form F-1 is a registration statement used by foreign
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EDT
The IPO and financing transactions listing for the month of November 2020 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registration statement filing used by domestic companies to go public. The Form F-1 is a registration statement used by foreign
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EDT
We have compiled a list of the duties required by the Board of Directors (BOD) of corporations for holding shareholder meetings by state. In the United States, the power to dictate corporate law is given to the state, rather than the federal government. Because of this, the codes to which public companies and corporations are
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EDT
The IPO and financing transactions listing for the month of October 2020 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registration statement filing used by domestic companies to go public. The Form F-1 is a registration statement used by foreign
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EDT
On Nov. 2, 2020, the Securities and Exchange Commission (SEC) adopted amendments to the exempt offering framework under the Securities Act of 1933. The rules will benefit the investors, emerging companies, and more seasoned issuers by: Simplifying the multilayer exempt offering framework. Promoting capital formation Expanding investment opportunities Preserving investor protections Background: All securities offerings
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EDT
The IPO and financing transactions listing for the month of September 2020 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registration statement filing used by domestic companies to go public. The Form F-1 is a registration statement used by foreign
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EDT
On September 23, 2020, the SEC adopted amendments to modernize its shareholder proposal rule, under the Exchange Act Rule 14a-8. The rule defines requirements for shareholder proposal inclusion in the proxy statement: The stake and tenure of the shareholder The subsequent resubmission procedure if the proposal is not approved From the recent amendments, it is
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EDT
The financing and Initial Public Offering transactions for the month of August 2020 are posted below. These transactions were filed as S-1, F-1, and 1-A filings. To learn more about our IPO services, contact us. Date Form Type Company Name Underwriter Legal Counsel Price Shares Offering Amount  8/3/2020 F-1 Lion Group Holding Ltd N/A Ogier