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On December 22, 2020, the SEC proposed amendments to Rule 144 to eliminate 'tacking of' the holding ....
This topic is an all-time favorite, and you will see almost everyone writing about their favorites i....
The IPO and financing transactions listing for the month of December 2020 can be found below. These ....
The IPO and financing transactions listing for the month of November 2020 can be found below. These ....
We have compiled a list of the duties required by the Board of Directors (BOD) of corporations for h....
The IPO and financing transactions listing for the month of October 2020 can be found below. These t....
On Nov. 2, 2020, the Securities and Exchange Commission (SEC) adopted amendments to the exempt offer....
The IPO and financing transactions listing for the month of September 2020 can be found below. These....
On September 23, 2020, the SEC adopted amendments to modernize its shareholder proposal rule, under ....
On Sept. 16, 2020, the SEC adopted amendments to Exchange Act Rule 15c2-11 directing broker-dealers ....
The financing and Initial Public Offering transactions for the month of August 2020 are posted below....
On June 2, 2020, the Nasdaq Stock Market LLC filed a proposed rule change with the SEC to amend Rule....
Title IV Regulation A+ allows companies to raise up to $50 million per year, a process that many peo....
The financing and Initial Public Offering transactions for the month of July 2020 are posted below. ....
On July 22, 2020, the SEC adopted amendments to its rules that exempt solicitors from furnishing pro....
On June 25, 2020, five agencies, including the OCC, Board, FDIC, SEC, and CFTC, adopted amendments t....
On June 18th, 2020, The Office of the Advocate for Small Business Capital Formation virtually hosted....
The financing and Initial Public Offering transactions for the month of June 2020 are posted below. ....
On June 22, 2020, the Securities and Exchange Commission and the Antitrust Division of the Departmen....
Investing in or organizing an Initial Coin Offering (ICO) may sound like a great idea, especially if....
On May 4, 2020, the SEC adopted certain leverages to Regulation Crowdfunding offerings, providing co....
FinTech Meetup
On June 11, 2020, the Strategic arm of the SEC for Innovation and Financial Technolo....
The financing and Initial Public Offering transactions for the month of May 2020 are posted below. T....
Recently, due to COVID-19, exchange listed companies have been struggling to comply with rules set f....
SEC Small Business Capital Formation Advisory held a virtual meeting on April 2, to discuss the impa....
In addition to Federal securities laws, states have their own securities regulations designed to pro....
The financing and Initial Public Offering transactions for the month of April 2020 are posted below.....
In view of the current pandemic, the Securities and Exchange Commission has published guidelines for....
The financing and Initial Public Offering transactions for the month of March 2020 are posted below.....
On Feb. 6, 2020, Commissioner Hester M. Peirce proposed a safe harbor for security token offerings. ....