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The financing and Initial Public Offering transactions for the month of February 2020 are posted bel....
On March 4th, the SEC proposed a series of amendments to improve crowdfunding regulations and the ex....
The Small Business Capital Advisory Committee held a meeting on February 2nd to discuss the Advocate....
Over the last couple years, more and more companies have decided to go public. Whether it’s attrac....
On December 3, 2019, the SEC approved NASDAQ’s proposal on extending direct listings. This means ....
The financing and Initial Public Offering transactions for the month of January 2020 are posted belo....
The Securities and Exchange Commission recently released a sweeping proposal to amend Rule 15c2-11 a....
At its most basic definition, a capitalization table, or "cap table" is a list of your companies sec....
Under the current rule, an “Accredited Investor” is defined by “any person who falls within an....
Effective December 12, 2019, the OTCQX rules to list and maintain a company on the OTCQX have be....
On October 11th of this year, a joint statement by the SEC, FinCEN, and the CFTF was released. This ....
On September 24th of this year, all five SEC commissioners were invited to attend a House Financial ....
Listing on NASDAQ or NYSE can be a ticket to new growth for many companies. However, it is difficult....
Is your company is considering a public offering? Does it plan to trade on an over the counter (OTC)....
In the US, it is typically required for publicly traded companies to have at least a few corporate o....
In addition to federal and state corporate law, companies which trade on public markets are also sub....
Meetings are an importation part of running an organization or a large project. At meetings, issues ....
Running a company involving many aspects of corporate decision-making requires keeping accurate reco....
The SEC published a Framework for Investment Contract Analysis of Digital Assets on April 3, 2019. T....
Regulation A+ (“Regulation A+”), also known as the “mini IPO”, is an alternative to the trad....
The Office of Compliance Inspections and Examinations (OCIE) of Securities and Exchange Commission (....
Over the last few months, the Securities and Exchange Commission (SEC) announced settled charges aga....
On December 19, 2018, the SEC adopted final rules to allow current Exchange Act reporting companie....
Beginning January 19, 2019, OTC Markets will begin to require all U.S. OTCQB and OTCQX companies to....
Before diving into the different types of crowdfunding, it is important to explore what is meant by ....
President Trump signed the Economic Growth, Regulatory Relief and Consumer Protection Act into law o....
In June of 2018 the Securities and Exchange Commission (SEC) released a draft strategic plan that pr....
Spotify recently drew attention from a controversial decision to go public without an initial public....
The House of Representatives recently passed H.R. 4263 on March 15, 2018, titled the Regulation A+ I....
On February 7, 2018, the Securities and Exchange Commission’s Office of Compliance Inspections and....