The financing and Initial Public Offering transactions for the month of February 2020 are posted below. These transactions were filed as S-1, F-1, and 1-A filings. To learn more about our IPO services, contact us.
Date | Form Type | Company Name | Underwriter | Legal Counsel | Price | Shares | Offering Amount | |||||||||
2/3/2020 | F-1 | Clarivate Analytics PLC | Citigroup Global Markets Inc., Goldman Sachs & Co. LLC | Vistra USA, LLC | $20.16 | 20,000,000 | $558,900,000 | |||||||||
2/3/2020 | F-1 | BioNTech SE | J.P. Morgan Securities LLC, BofA Securities, Inc., SVB Leerink LLC | BioNTech USA Holding, LLC | $29.73 | 6,000,000 | $205,137,000 | |||||||||
2/4/2020 | F-1 | Afya Ltd | BofA Securities, Inc. UBS Securities LLC, Goldman Sachs & Co. LLC, Itau BBA USA Securities, Inc. | Cogency Global Inc. | $30.01 | 13,250,000 | $397,632,500.00 | |||||||||
2/4/2020 | F-1 | Greenpower Motor Co Inc. | N/A | Clark Wilson LLP | $0.28315 | 18,299,625 | $5,181,538.82 | |||||||||
2/18/2020 | F-1 | Mereo Biopharma Group plc | Aspire Capital Fund, LLC | Mayer Brown LLP | $0.33 | 89,510,410 | $29,538,434.64 | |||||||||
2/3/2020 | S-1 | Passage BIO, Inc. | J.P. Morgan Securities LLC, Goldman Sachs & Co. LLC and Cowen and Company, LLC | Fenwick & West LLP | $18.00 | 13,800,000 | $248,400,000 | |||||||||
2/3/2020 | S-1 | Fearless Films, Inc. | N/A | Leonard E. Neilson, Attorney at Law | $0.15 | 33,333,334 | $5,000,000 | |||||||||
2/3/2020 | S-1 | Vislink Technologies, Inc. | A.G.P./Alliance Global Partners | Sullivan & Worcester LLP and Gracin & Marlow, LLP |
$0.31 | 40,384,615 | $12,592,500 | |||||||||
2/4/2020 | S-1 | KLDiscovery Inc. | Cantor Fitzgerald & Co | Latham & Watkins LLP | $11.50 | 29,350,000 | $337,525,000 | |||||||||
2/4/2020 | S-1 | RAPT Therapeutics, Inc. | BMO Capital Markets Corp., Wells Fargo Securities, LLC, UBS Securities LLC and Cantor Fitzgerald & Co | Cooley LLP | $43.19 $30.00 |
2,300,000 Addtional shares 575,000 |
$99,337,000 $17,250,000 |
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2/5/2020 | S-1 | LMP Automotive Holdings, Inc. | ThinkEquity, a division of Fordham Financial Management, Inc | Pryor Cashman LLP McGuireWoods LLP |
$43.19 | 1,150,000 | $52,367,875 | |||||||||
2/5/2020 | S-1 | eWELLNESS HEALTHCARE Corp | N/A | The Lonergan Law Firm, LLC | $25.00 | 2,000,000 | $50,000,000 | |||||||||
2/5/2020 | S-1 | hopTo Inc. | N/A | Olshan Frome Wolosky LLP | $0.30 | 8,666,667 | $2,600,000 | |||||||||
2/6/2020 | S-1 | Warner Music Group Corp. | Morgan Stanley & Co. LLC Credit Suisse Securities (USA) LLC Goldman Sachs & Co. LLC |
Debevoise & Plimpton LLP | N/A | N/A | $100,000,000 | |||||||||
2/7/2020 | S-1 | SenesTech, Inc. | H.C. Wainwright & Co., LLC | Perkins Coie LLP and Sheppard, Mullin, Richter & Hampton LLP |
N/A | N/A | $16,750,000 | |||||||||
2/7/2020 | S-1 | MamaMancini’s Holdings, Inc. | N/A | The Law Offices of Robert L. B. Diener | $1.50 | 6,056,777 | $9,085,166 | |||||||||
2/7/2020 | S-1 | CPG Newco LLC | Barclays Capital Inc., BofA Securities, Inc., Goldman Sachs & Co. LLC and Jefferies LLC | Sullivan & Cromwell LLP and Latham & Watkins LLP |
N/A | N/A | $100,000,000 | |||||||||
2/7/2020 | S-1 | Obalon Therapeutics Inc | Lincoln Park Capital Fund, LLC | Latham & Watkins LLP | $1.82 | 1,978,280 | $3,600,469.60 | |||||||||
2/7/2020 | S-1 | Vertiv Holdings Co | Goldman Sachs & Co. LLC | Skadden, Arps, Slate, Meagher & Flom LLP | $11.50 $12.39 |
33,533,303 270,238,621 |
$385,632,984.50 $3,348,256,514.19 |
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2/10/2020 | S-1 | Therapeutic Solutions Int’l, Inc. | N/A | Hugh D. Kelso III, Esq. | $0.003 | 167,848,153 | $500,000.00 | |||||||||
2/11/2020 | S-1 | Live Inc | Self-underwritten | Daniel H. Luciano, Esq. | $ 0.11 | 115,500 | $ 12,705 | |||||||||
2/11/2020 | S-1 | Blackout Entertainment Group Inc. | Rafael A. Jones | Rafael A. Jones Pro Hac Vice | $5.00 | 19,999,987 | $101,000,000 | |||||||||
2/11/2020 | S-1 | Flying Eagle Acquisition Corp. | Goldman Sachs & Co. LLC, | Winston & Strawn LLP, Ropes & Gray LLP | $10.00 | 57,500,000 | $575,000,000 | |||||||||
2/11/2020 | S-1 | Pelican Delivers, Inc. | Self-underwritten | Westward Law LLC | $2.00 | 3,900,000 | $7,800,000 | |||||||||
2/11/20 20 | S-1 | Alpha Investment Inc. | Aegis Capital Corp. | Gutiérrez Bergman Boulris, PLLC Nelson Mullins Riley & Scarborough LLP | N/A | N/A | $17,250,000 | |||||||||
2/12/2020 | S-1 | Integrated Cannabis Solutions Inc | N/A | Frederick M. Lehrer, P. A. | $0.0015 | 4,583,183 | $7,103.93 | |||||||||
2/12/2020 | S-1 | Desert Hawk Gold Corp. | N/A | Pearson Butler, PLLC | $0.40 | 6,060,824 | $2,424,330 | |||||||||
2/12/2020 | S-1 | Edison Nation, Inc. | N/A | Waller Lansden Dortch & Davis, LLP | $2.61 | 2,568,305 | $6,703,276 | |||||||||
2/13/2020 | S-1 | BioCardia, Inc. | N/A | Wilson Sonsini Goodrich & Rosati, P.C | N/A | N/A | $10,000,000 | |||||||||
2/14/2020 | S-1 | Cole Haan, Inc. | BofA Securities, Inc. and Morgan Stanley & Co. LLC | Simpson Thacher & Bartlett LLP, Latham & Watkins LLP | N/A | N/A | $100,000,000 | |||||||||
2/14/2020 | S-1 | Equitable Financial Life Insurance Company of America | N/A | N/A | N/A | N/A | N/A | |||||||||
2/14/2020 | S-1 | Vontier Corp | Goldman Sachs & Co. LLC | Skadden, Arps, Slate, Meagher & Flom LLP and Latham & Watkins LLP | N/A | N/A | $100,000,000 | |||||||||
2/14/2020 | S-1 | IMARA Inc. | Morgan Stanley & Co. LLC, Citigroup Global Markets Inc. and SVB Leerink LLC | Wilmer Cutler Pickering Hale and Dorr LLP, Boston, Cooley LLP, Boston | $18.00 | 4,450,000 | $92,115,000 | |||||||||
2/14/2020 | S-1 | LifeSci Acquisition Corp. | Chardan Capital Markets LLC | Loeb & Loeb LLP, Kirkland & Ellis LLP, | $10.00 | 5,750,000 | $57,500,000 | |||||||||
2/18/2020 | S-1 | Alpine 4 Technologies Ltd. | Lincoln Park | Kirton McConkie, P.C | $0.0773 | 14,000,000 | $1,082,200 | |||||||||
2/18/2020 | S-1 | Generex Biotechnology Corp | Oasis Capital, LLC | Sichenzia Ross Ference LLP | $0.5555 | 26,806,714 | $14,891,129 | |||||||||
2/18/2020 | S-1 | Freecast, Inc. | Alexander Capital, L.P. | Bahnsen Legal Group, PLLC, Cozen O’Connor P.C | N/A | N/A | $18,330,000 | |||||||||
2/18/2020 | S-1 | Dynatrace, Inc | Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and Citigroup Global Markets Inc | Goodwin Procter LLP and Wilmer Cutler Pickering Hale and Dorr LLP | $36.01 | 25,000,000 | $900,250,000 | |||||||||
2/19/2020 | S-1 | Accel Entertainment, Inc. | N/A | Fenwick & West LLP | $12.54 | 88,201,543 | $1,106,047,349 | |||||||||
2/20/2020 | S-1 | Wu Ba Superior Prods Holding… Inc | N/A | Crone Law Group, P.C. | $1.26 | 33,333,000 | $41,999,580 | |||||||||
2/21/2020 | S-1 | SelectQuote, Inc. | Credit Suisse Securities (USA) LLC and Morgan Stanley & Co. LLC | Wachtell, Lipton, Rosen & Katz, Sidley Austin LLP | N/A | N/A | $100,000,000 | |||||||||
2/21/2020 | S-1 | Goldenwell Biotech, Inc. | Self-underwritten | N/A | $0.05 | 1,600,000 | $80,000 | |||||||||
2/21/2020 | S-1 | Investview, Inc. | N/A | The Lonergan Law Firm, LLC, Lawrence R. Lonergan, Esq | $25.00 | 2,000,000 | $50,000,000 | |||||||||
2/21/2020 | S-1 | Inari Medical, Inc. | BofA Securities, Inc. and Morgan Stanley & Co. LLC | Latham & Watkins LLP. and Shearman & Sterling LLP, | N/A | N/A | $100,000,000 | |||||||||
2/21/2020 | S-1 | Invivo Therapeutics Holdings Corp | N/A | Ballard Spahr LLP,Wilmer Cutler Pickering Hale and Dorr LLP,Ellenoff Grossman & Schole LLP | N/A | N/A | $16,650,000 | |||||||||
2/21/2020 | S-1 | DFP Healthcare Acquisitions Corp. | Deutsche Bank Securities Inc. | Winston & Strawn LLP, New York, New York and Kirkland & Ellis LLP | $10.00 | 20,000,000 | $200,000,000 | |||||||||
2/25/2020 | S-1 | Edesa Biotech, Inc. | N/A | Fasken Martineau DuMoulin, LLP and Stubbs Alderton & Markiles, LLP, | $4.80 $4.00 $3.20 $3.58 |
1,016,036 677,358 12,364 1,897,030 |
$4,876,972.80 $2,709,432.00 $39,564.80 $6,791,367.40 |
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2/25/2020 | S-1 | GigCapital3, Inc. | Nomura Securities International, Inc. and Oppenheimer & Co. Inc. | Crowell & Moring LLP, San Francisco, California. Sidley Austin LLP, New York, New York, | $10 | 20,000,000 | $200,000,000 | |||||||||
2/26/2020 | S-1 | ARCA biopharma, Inc. | JonesTrading Institutional Services LLC, or JonesTrading | Cooley LLP, Broomfield, Colorado and Duane Morris LLP, New York | N/A | N/A | $15,000,000 | |||||||||
2/27/2020 | S-1 | ZoomInfo Technologies Inc. | J.P. Morgan Securities LLC and Morgan Stanley & Co. LLC | Simpson Thacher & Bartlett LLP, | N/A | N/A | $500,000,000 | |||||||||
2/27/2020 | S-1 | Hub Deals Corp. | Self-underwritten | William Drury | $0.25 | 4,000,000 | $1,000,000 | |||||||||
2/11/2020 | 1-A | Bioquest Corp | N/A | Andrew Coldicutt, Esq. | $ 2 | 500,000 | $1,000,000 | |||||||||
2/12/2020 | 1-A | Weed, Inc. | N/A | Law Offices of Craig V. Butler | N/A | 40,000,000 | $40,000,000 | |||||||||
2/13/2020 | 1-A | Ani Capital Partners, Inc | N/A | Brunson Chandler & Jones, PLLC | $ 2 | 4,000,000 | N/A | |||||||||
2/13/2020 | 1-A | MjLink.com, Inc. | N/A | N/A | $2.5 | 8,000,000 | $50,000,000 | |||||||||
2/14/2020 | 1-A | Quadrant Biosciences Inc | North Capital Private Securities Corporation | CrowdCheck | $3.00 | 5,000,000 | $15,000,000 | |||||||||
2/18/2020 | 1-A | Emerald Health Bioceuticals Inc. | N/A | Greenberg Traurig | $ 5.00 | 10,000,000 | $ 50,000,000 | |||||||||
2/18/2020 | 1-A | Own Our Own Fund I, LLC | N/A | Trowbridge Sidoti | $1,000 | 50,000 | $50,000,000 | |||||||||
2/20/2020 | 1-A | Hylete, Inc. | StartEngine, LLC. | CrowdCheck Law LLP | $1 | 12,000,000 | $12,000,000 | |||||||||
2/25/2020 | 1-A | Masterworks 006, LLC | SDDCO Brokerage Advisors LLC | Anthony L.G., PLLC | $20 | 284,420 | $5,688,400 | |||||||||
2/26/2020 | 1-A | Masterworks 007, LLC | SDDCO Brokerage Advisors LLC | Anthony L.G., PLLC | $20 | 107200 | $2,144,000 | |||||||||
2/26/2020 | 1-A | Fundrise Growth Ereit VII, LLC | N/A | Goodwin Procter LLP | $10 | 5,000,000 | $50,000,000 | |||||||||
2/26/2020 | 1-A | Fundrise Balanced Ereit II, LLC | N/A | Goodwin Procter LLP | $ 10 | 5,000,000 | $50,000,000 | |||||||||
2/26/2020 | 1-A | Elegance Brands, Inc. | N/A | Trowbridge Sidoti LLP | $0.5000 | 57,000,000 | $49,875,000 | |||||||||
2/27/2020 | 1-A | Masterworks 008, LLC | SDDCO Brokerage Advisors LLC | Anthony L.G., PLLC | $20 | 64,245 | $1,284,900 |