Category: IPO

Financing/IPO Transactions  –  January 2024
  • Admin
  • Feb 10, 2024
The IPO and financing transactions listing for the month of January 2024 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registra....
Financing/IPO Transactions  –  December 2023
  • Admin
  • Jan 12, 2024
The IPO and financing transactions listing for the month of December 2023 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registr....
Financing/IPO Transactions  –  November 2023
  • Admin
  • Dec 13, 2023
The IPO and financing transactions listing for the month of November 2023 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registr....
Financing/IPO Transactions  –  October 2023
  • Admin
  • Nov 10, 2023
The IPO and financing transactions listing for the month of October 2023 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registra....
What Is Notice of Effectiveness for an S-1?
  • Admin
  • Nov 10, 2023
When a company files an S-1 registration statement with the SEC, it’s laying the groundwork to offer securities, like stocks, to the public. A notice of effectiveness from the SEC is a green light, ....
Financing/IPO Transactions  –  September 2023
  • Admin
  • Oct 22, 2023
The IPO and financing transactions listing for the month of September 2023 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial regist....
Financing/IPO Transactions  –  August 2023
  • Admin
  • Sep 14, 2023
The IPO and financing transactions listing for the month of August 2023 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registrat....
Financing/IPO Transactions  –  July 2023
  • Admin
  • Sep 14, 2023
The IPO and financing transactions listing for the month of July 2023 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registratio....
Financing/IPO Transactions  –  June 2023
  • Admin
  • Jul 08, 2023
The IPO and financing transactions listing for the month of June 2023 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registratio....
Financing/IPO Transactions  –  May 2023
  • Admin
  • Jun 08, 2023
The IPO and financing transactions listing for the month of May 2023 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registration....
Financing/IPO Transactions – April 2023
  • Admin
  • May 15, 2023
The IPO and financing transactions listing for the month of April 2023 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registrati....
Financing/IPO Transactions  –  March 2023
  • Admin
  • Mar 30, 2023
The IPO and financing transactions listing for the month of March 2023 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registrati....
SEC Regulation A+ Offering Requirements
  • Admin
  • Mar 11, 2023
If you would like to raise money by offering securities for sale to specific investors, you need to register with the Securities and Exchange Commission, also known as SEC. One of the ways to make th....
Financing/IPO Transactions  –  February 2023
  • Admin
  • Feb 26, 2023
The IPO and financing transactions listing for the month of February 2023 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registr....
Financing/IPO Transactions  –  January 2023
  • Admin
  • Jan 24, 2023
The IPO and financing transactions listing for the month of January 2023 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registra....
Financing/IPO Transactions  –  December 2022
  • Admin
  • Jan 13, 2023
The IPO and financing transactions listing for the month of December 2022 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registr....
Small-Cap IPO Volatility – The China Connection
  • Admin
  • Dec 22, 2022
China is one of the largest economic markets in the world, having grown significantly during the past few decades. Numerous companies have significant operations in China, but China is also a volatile....
Financing/IPO Transactions  –  November 2022
  • Admin
  • Dec 10, 2022
The IPO and financing transactions listing for the month of November 2022 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registr....
Financing/IPO Transactions  –  October 2022
  • Admin
  • Nov 08, 2022
The IPO and financing transactions listing for the month of October 2022 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registra....
Financing/IPO Transactions  –  September 2022
  • Admin
  • Oct 10, 2022
The IPO and financing transactions listing for the month of September 2022 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial regist....