Category: JOBS Act

How to Get Listed onto OTC through Reg A+ Offering
  • Admin
  • Apr 15, 2024
Gaining a listing on the Over-The-Counter (OTC) market through a Regulation A+ (Reg A+) offering is a unique option for companies looking to raise capital. Through this path, businesses can reach a br....
Equity Crowdfunding Right for Your Business?
  • Eric Mellmer
  • Jul 28, 2017
One of the common issues that small businesses encounter is the challenge of finding the funds to invest and grow. This is particularly problematic for an entrepreneur or a startup business, that may ....
Summary of SEC Commissioner Michael Piwowar’s Remarks on IPOs
  • Admin
  • Jun 19, 2017
Introduction At the beginning of his opening remarks in May of 2017, SEC Commissioner Michael Piwowar expressed that he was happy to be involved in the SEC-NYU dialogue in which he shared his views o....
SEC Advisory Committee on Small and Emerging Companies Presentations
  • Shelby Wayment
  • Aug 13, 2016
The SEC Advisory Committee on Small and Emerging Companies met on February 25, 2016 to discuss access to capital and private offerings. This Committee was organized by the SEC to provide advice on any....
SEC Implements FAST Act with Revisions to Forms S-1 and F-1
  • Shelby Wayment
  • Mar 15, 2016
The Fixing America’s Surface Transportation Act (FAST Act) was signed into law on December 4, 2015 by President Barrack Obama. The FAST Act contains many securities related bills which required SEC ....
A Basic Introduction to Equity Crowdfunding
  • Eric Mellmer
  • Apr 27, 2015
For many entrepreneurs, investing in a startup company is not possible because of their financial situation. Traditional types of investment (from banks, large corporations, through venture capital, e....
SEC Issues Proposal on Crowdfunding
  • Admin
  • Feb 27, 2014
The Securities and Exchanges Commission (“SEC) has agreed to draft rules under the Jumpstart Our Business Startups (JOBS) Act to allow companies to offer and sell securities through crowdfunding. SE....