Category: Proxy Solicitation

SEC Adopts Amendments on Proxy Voting Advice and Solicitation to Investors
  • Admin
  • Aug 28, 2020
On July 22, 2020, the SEC adopted amendments to its rules that exempt solicitors from furnishing proxy voting advice from the information and filing requirements of the federal proxy rules and issued ....
NYSE Proposal Endorses Proxy Fee Increase
  • Admin
  • Feb 07, 2013
The NYSE proposes a beneficial holder proxy fee increase to be charged to issuers by brokers (Broadridge). These proposals result in several fee increases that affect both large and small issuers. Her....
Purpose of the Proxy
  • Admin
  • Sep 13, 2007
Shareholders, by virtue of their ownership interest in a corporation, are usually entitled to one vote per share in corporate elections or certain other policy decisions. This is true for the approval....