Category: Market Prices

OTC Pink Companies Qualify for S-1 Resale Equity Line Financing
  • Admin
  • Sep 09, 2021
The SEC has changed its policy regarding resale registration requirements for OTC Pink companies. It allows OTC Pink companies to use Form S-1 for an equity line financing transaction. Once the S-1 be....
Proposed Amendments to the Investment Advisers Act Rules
  • Shelby Wayment
  • Aug 05, 2016
The SEC recently proposed several amendments to the Investment Advisers Act of 1940, commonly referred to as the “Advisers Act.” These amendments specifically focus on rule 203(l)-1 and rule 203(m....