Category: Private Company

The FinCEN Corporate Transparency Act: A Reporting Requirements for all U.S. Companies
  • Admin
  • Jan 13, 2024
The FinCEN Corporate Transparency Act (CTA) marks a significant shift in the regulatory landscape for private companies in the United States. Implemented to combat financial crimes and enhance corpora....
What Is a Public Company Transfer Agent vs a Private Company Transfer Agent?
  • Admin
  • Nov 15, 2023
In the financial world, transfer agents are crucial for both public and private companies. They oversee the transfer of securities and maintain accurate shareholder records. Public company transfer ag....
How to Go Public through a Direct Public Offering (DPO) onto NASDAQ/NYSE
  • Admin
  • May 12, 2021
The Direct Public Offering (DPO) was restructured by the SEC in 2015. Any company that conducts a DPO does not become publicly traded but can subsequently register to sell on a public market (NASDAQ, ....
What is a Cap Table and How to Create One
  • Dan Carter
  • Jan 17, 2020
At its most basic definition, a capitalization table, or "cap table" is a list of your companies securities. This list includes stock, warrants, convertible notes, and equity grants. While there is no....
8 Tips on Selecting a Stock Transfer Agent
  • Dan Carter
  • Jan 25, 2018
A transfer agent is a company or financial institution that helps manage securities recordkeeping duties for private and public entities. Transfer agents perform many functions, including but not limi....
The Benefits of Stock Transfer Services
  • Admin
  • Jan 08, 2016
What is a Stock Transfer Agent? When companies issue stocks, they must track transactions and keep accurate and up-to-date shareholder records. It can be very difficult to keep these records, maintai....