Category: Regulatory Compliance

How to Get Listed onto OTC through Reg A+ Offering
  • Admin
  • Apr 15, 2024
Gaining a listing on the Over-The-Counter (OTC) market through a Regulation A+ (Reg A+) offering is a unique option for companies looking to raise capital. Through this path, businesses can reach a br....
What Is Notice of Effectiveness for an S-1?
  • Admin
  • Nov 10, 2023
When a company files an S-1 registration statement with the SEC, it’s laying the groundwork to offer securities, like stocks, to the public. A notice of effectiveness from the SEC is a green light, ....