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Category: Regulatory Compliance
Congress Receives Report on Objectives for Fiscal Year 2025 from SEC Office of the Investor Advocate
- Admin
- Jul 11, 2024
The SEC's Office of the Investor Advocate has officially submitted its fiscal year 2025 objectives report to Congress, highlighting a proactive approach toward enhancing investor protections and marke....
- Admin
- May 30, 2024
The Securities and Exchange Commission (SEC) released a major update, changing the settlement cycle for U.S. securities transactions from two business days (T+2) to just one (T+1). This regulatory adj....
- Admin
- Apr 15, 2024
Gaining a listing on the Over-The-Counter (OTC) market through a Regulation A+ (Reg A+) offering is a unique option for companies looking to raise capital. Through this path, businesses can reach a br....
- Admin
- Nov 10, 2023
When a company files an S-1 registration statement with the SEC, it’s laying the groundwork to offer securities, like stocks, to the public. A notice of effectiveness from the SEC is a green light, ....
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