Category: OTC Market

FINRA Grants OTC Markets Permission to Trade Digital Securities: What It Means for Investors and Investor Protection
  • Admin
  • Jul 14, 2023
As regulatory pressures increase in the crypto industry, over-the-counter (OTC) markets are adapting to new challenges and opportunities. In a significant development, the Financial Industry Regulator....
OTC Markets 15c211 Guidelines Updates
  • Admin
  • Oct 27, 2021
Changes to the SEC Rule 15c2-11 went into effect on September 28, 2021. The new rules address amended 15c2-11 application requirements, requirements for public disclosure of information before quotin....
OTCQX Rules Release Number 11
  • Shelby Wayment
  • Jul 27, 2016
The OTC Markets group recently implemented several amendments regarding the initial qualification process for the OTCQX that became effective June 13, 2016. These rules will affect companies who are p....