Category: Volcker Rule

Regulators Amend Volcker Rule for Investments in Hedge Funds
  • Admin
  • Jul 24, 2020
On June 25, 2020, five agencies, including the OCC, Board, FDIC, SEC, and CFTC, adopted amendments to Section 13 of the BHC Act, also known as the Volcker Rule. OCC here refers to Department of T....
SEC Small Business Capital Advisory Meeting Synopsis
  • Admin
  • Mar 04, 2020
The Small Business Capital Advisory Committee held a meeting on February 2nd to discuss the Advocate for Small Business’s Capital Formation 2019 annual report, focusing on small business capital for....