Category: Issuers

What states require Issuer Dealer and Issuer Agent forms for Regulation A Tier 2 Offerings?
  • Admin
  • Jan 05, 2023
Regulation A Tier 2 is a great tool for small companies to raise capital. However, depending on the state in which you are raising funds, there may be additional forms that need to be filed in order t....
5 Tips to Avoid Escheatment for Issuers
  • Admin
  • Dec 03, 2021
It is important for companies to do everything they can to help shareholders avoid the escheatment of their assets. Escheatment is something that takes place when public companies and securities issue....