Regulation A Tier 2 is a great tool for small companies to raise capital. However, depending on the state in which you are raising funds, there may be additional forms that need to be filed in order to complete the offering. There are several states that require Issuer Dealer and/or Issuer Agent forms for Regulation A Tier 2 Off
Category: Issuers 2361
It is important for companies to do everything they can to help shareholders avoid the escheatment of their assets. Escheatment is something that takes place when public companies and securities issuers have not had any contact with shareholders over a set period of time. Under this law, states have the right to claim uncashed c