Category: SEC Proposed Rule

The SEC Adopts Pay Versus Performance Disclosure Rules for Executives
  • Admin
  • Sep 23, 2022
Financial regulatory authorities have paid close attention to executive compensation structures during the past few years. Now, the SEC is adopting rules related to pay versus performance. Recently, t....
SEC Proposes Amendments To Beneficial Ownership Reporting Rules
  • Admin
  • Aug 22, 2022
Recently, there has been a significant push from shareholders to increase transparency, and the Securities and Exchange Commission (SEC), has noticed. Recently, the SEC proposed changes to their benef....
The SEC Proposes Amendments to Shareholder Proposal Rule
  • Admin
  • Aug 03, 2022
There are a lot of rights and responsibilities that come with taking a company public, and shareholders are entitled to a significant amount of information in accordance with the rules of the Securiti....
The SEC Proposes Climate-Related Disclosures
  • Admin
  • Jun 02, 2022
The environment has been a significant issue during the past few decades, and many companies have taken it upon themselves to become more sustainable. Now, it appears that the Securities and Exchange ....
The SEC Proposes Changes To Rules and Regulations Related to Special Purposes Acquisition Companies (SPACs) and Shell Companies
  • Admin
  • Apr 29, 2022
Investor protections and disclosures are always at the top of the priority list of the Securities and Exchange Commission, and the SEC recently announced enhanced disclosure and investor protection me....
The SEC Announces Proposals To Reduce Settlement Risk to T+1
  • Admin
  • Mar 26, 2022
Traders face a variety of risks related to clearance and settlement. Now, the SEC might be making changes that can reduce the risks during this process. In February, the SEC announced that it is propo....
SEC Issues New Proposal to Increase Private Fund Investor Protection
  • Admin
  • Feb 19, 2022
Private fund investor protection has been a significant topic of discussion in the financial community during the past few years. Now, it appears that the Securities and Exchange Commission (SEC) has ....
SEC Issues Proposal to Reduce Risks in Clearance and Settlement
  • Admin
  • Feb 19, 2022
There are significant risks related to the clearance and settlement of certain securities. The Securities and Exchange Commission (SEC) has proposed certain rule changes to increase transparency and r....
Small Business Capital Formation Advisory Committee Jan. 29 Meeting to Focus on Smaller Public Company Markets
  • Admin
  • Feb 23, 2021
On January 29, 2021, The Securities and Exchange Commission (SEC) Small Business Capital Formation Advisory Committee virtually hosted a public meeting that fixated on the experiences of smaller publi....
SEC Commissioner Proposes “Safe Harbor” for Cryptocurrency Securities
  • Admin
  • Mar 25, 2020
On Feb. 6, 2020, Commissioner Hester M. Peirce proposed a safe harbor for security token offerings. This safe harbor will exempt cryptocurrency and blockchain from federal securities registration regu....
SEC Proposes to Increase Crowdfunding Offering Limits
  • Admin
  • Mar 09, 2020
On March 4th, the SEC proposed a series of amendments to improve crowdfunding regulations and the exempt offering framework. The proposal is aiming to promote capital formation and expand investment o....