Category: SEC Proposed Rule

EDT
On January 29, 2021, The Securities and Exchange Commission (SEC) Small Business Capital Formation Advisory Committee virtually hosted a public meeting that fixated on the experiences of smaller public companies and the Commission’s recent Securities Act Rule 701 and Form S-8 proposals. The committee meeting consisted of two sessions, one in the morning discussing the
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EDT
On Feb. 6, 2020, Commissioner Hester M. Peirce proposed a safe harbor for security token offerings. This safe harbor will exempt cryptocurrency and blockchain from federal securities registration regulations provided they satisfy certain conditions. This has been received very well in the digital currency community which was starving for some attention from policy makers. But
EDT
On March 4th, the SEC proposed a series of amendments to improve crowdfunding regulations and the exempt offering framework. The proposal is aiming to promote capital formation and expand investment opportunities. Whether its raising seed capital or on the path to an initial public offering, a majority of entrepreneurs and emerging businesses raise capital using