Category: Regulation A

What Is Qualification Mean for a Reg A Filing and How Is It Different Than SEC Effectiveness?
  • Admin
  • Nov 10, 2023
Qualification for a Regulation A (Reg A) filing is a critical step for companies seeking to raise capital through the sale of securities to the public without going through the rigour of a full-scale ....
What states require Issuer Dealer and Issuer Agent forms for Regulation A Tier 2 Offerings?
  • Admin
  • Jan 05, 2023
Regulation A Tier 2 is a great tool for small companies to raise capital. However, depending on the state in which you are raising funds, there may be additional forms that need to be filed in order t....
Can Foreign Companies do a Reg A or Reg CF Offering?
  • Admin
  • Oct 14, 2022
There are plenty of foreign companies that want to make offerings in the United States. Some foreign companies might be wondering, can non-US issuers make a Reg A or Reg CF offering? If they are allow....