Category: Safe Harbors

SEC Commissioner Proposes “Safe Harbor” for Cryptocurrency Securities
  • Admin
  • Mar 25, 2020
On Feb. 6, 2020, Commissioner Hester M. Peirce proposed a safe harbor for security token offerings. This safe harbor will exempt cryptocurrency and blockchain from federal securities registration regu....
FINRA Aims to Change Three Financial Rules
  • Eric Mellmer
  • Jun 05, 2017
On April 12, 2017, the Financial Industry Regulatory Authority (FINRA) published three regulatory notices proposing amendments to three of their rules regarding capital formation, corporate financing,....