Category: Financial Regulations

Understanding Section 12(g) of the Securities Exchange Act
Understanding Section 12(g) of the Securities Exchange Act
  • Admin
  • Nov 14, 2023
Section 12(g) of the Securities Exchange Act is a pivotal regulation for companies close to becoming publicly traded entities. This section spells out specific thresholds that, when crossed, obligate ....
US Department of the Treasury Report on Capital Markets
US Department of the Treasury Report on Capital Markets
  • Dan Carter
  • Mar 09, 2017
President Trump issued executive order 13,772 on February 3, 2017, which aimed to regulate the U.S. financial system with a set of core principles. In response, the U.S. Department of the Treasury pre....

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