Category: Filing requirements

How to Conduct a Direct Public Offering On an Exchange including Strategies
  • Admin
  • May 31, 2024
A Direct Public Offering (DPO) lets a company raise capital directly from the public without intermediaries such as underwriters. This method can reduce costs and give companies more control over the ....
Nasdaq Proposed Rule Changes To Its Discretionary Listing And Continued Listing Standards
  • Admin
  • Sep 17, 2020
On June 2, 2020, the Nasdaq Stock Market LLC filed a proposed rule change with the SEC to amend Rule IM-5101-1. The rule provides Nasdaq authority to deny or continue listing to a company but rules ou....