Category: Rule 144

How to Conduct a Direct Public Offering On an Exchange including Strategies
How to Conduct a Direct Public Offering On an Exchange including Strategies
  • Admin
  • May 31, 2024
A Direct Public Offering (DPO) lets a company raise capital directly from the public without intermediaries such as underwriters. This method can reduce costs and give companies more control over the ....
What is Rule 144 restricted stock?
What is Rule 144 restricted stock?
  • Admin
  • Dec 11, 2021
Through Rule 144, any small business owner, or investor, can sell their restricted stock, or securities, on the public stock market without registering them with the SEC. This legislation is importan....
SEC Proposes Amendments To Rule 144
SEC Proposes Amendments To Rule 144
  • Admin
  • Feb 03, 2021
On December 22, 2020, the SEC proposed amendments to Rule 144 to eliminate 'tacking of' the holding period of security and amend the filing requirements and the deadline to coincide with the Form 4 fi....

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