Category: OTCQX

OTC Markets Taking Over 15c2-11 Application Process in September 2021
  • Admin
  • Mar 10, 2021
In September 2020, the SEC amended Rule 15c2-11 to enhance the OTC Market's efficiency and facilitate capital formation for issuers. We published an article outlining all the details here. OTC Mark....
OTCQX Rule Changes
  • Admin
  • Jan 14, 2020
Effective December 12, 2019, the OTCQX rules to list and maintain a company on the OTCQX have been modified. The OTCQX listing holds the highest level of entry compared to its kinship with other m....
How to do a Reg A+ IPO on an OTC market
  • Joshua Scofield
  • Oct 01, 2019
Is your company is considering a public offering? Does it plan to trade on an over the counter (OTC) market? If so, you may consider a Regulation A+ (Reg A+) IPO. Reg A+ IPOs are relatively new, strea....
OTC Markets’ New Stock Promotion Policy
  • Shelby Wayment
  • Nov 13, 2017
On November 7th, the OTC Markets Group released a new stock promotion policy. This policy aims to improve the overall market transparency for investors, while addressing the issue of misleading, manip....
OTC Pink Alternative Reporting Issuers May Now Qualify for the OTCQB Venture Market
  • Shelby Wayment
  • Apr 01, 2017
OTC Markets recently announced that OTCQX companies that currently utilize the Alternative Reporting Standard (ARS) may be eligible to trade via the OTCQB Venture Market if they meet a certain tempora....