Category: SEC Compliance

SEC Approves Revised Privacy Act Rule
  • Admin
  • Oct 22, 2023
The Securities and Exchange Commission (SEC) has recently approved a revised Privacy Act rule, signalling its commitment to protecting personal information and privacy rights. The revised rule aims to....
What is DTC Eligibility?
  • Admin
  • Dec 14, 2016
DTC, or Depository Trust Company, founded in 1973, is the largest depository globally with over thirty-five trillion dollars worth of securities on deposit. It operates a securities settlement system ....
Selecting a Crowdfunding Transfer Agent
  • Dan Carter
  • Oct 03, 2016
When you attempt to start any small business or other venture and need funding, crowdfunding is an excellent option. Crowdfunding allows for funding through various investors and entrepreneurs using d....