Category: SEC Compliance 2506

The Securities and Exchange Commission (SEC) has recently approved a revised Privacy Act rule, signalling its commitment to protecting personal information and privacy rights. The revised rule aims to enhance privacy safeguards and ensure compliance with the Privacy Act of 1974, which governs the collection, use, and disclosure
DTC, or Depository Trust Company, founded in 1973, is the largest depository globally with over thirty-five trillion dollars worth of securities on deposit. It operates a securities settlement system and provides services, including depository and book-entry services. Other services also include dividend and interest payments, t
When you attempt to start any small business or other venture and need funding, crowdfunding is an excellent option. Crowdfunding allows for funding through various investors and entrepreneurs using different web portals. Often, the desired funding involves contributions made by investors, which is known as securities-based crow