|
Date |
Form
Type |
Company Name |
Underwriter |
Legal Counsel |
Price |
Shares |
Offering Amount |
|
|
|
|
|
|
|
|
|
|
5/4/2020 |
F-1 |
uCloudlink Group Inc. |
I-Bankers Securities, Inc. |
Skadden, Arps, Slate, Meagher & Flom LLP, Kirkland & Ellis International LLP |
N/A |
N/A |
$50,000,000 |
|
5/8/2020 |
F-1 |
Globus Maritime Ltd |
Maxim Group LLC |
Watson Farley & Williams LLP, New York, Loeb & Loeb LLP, New York |
N/A |
N/A |
$5,750,000 |
|
5/12/2020 |
F-1 |
Dada Nexus Ltd |
Goldman Sachs (Asia) L.L.C., BofA Securities, Inc. and Jefferies LLC |
Skadden, Arps, Slate, Meagher & Flom LLP, Kirkland & Ellis International LLP, Maples and Calder (Hong Kong) LLP, Haiwen & Partners. Skadden, Arps |
N/A |
N/A |
$100,000,000 |
|
5/13/2020 |
F-1 |
Legend Biotech Corp |
Morgan Stanley & Co. LLC, J.P. Morgan Securities LLC and Jefferies LLC |
Cooley LLP, Davis Polk & Wardwell LLP, JunHe LLP, Jingtian & Gongcheng |
N/A |
N/A |
$100,000,000 |
|
5/14/2020 |
F-1 |
Calliditas Therapeutics AB |
Citigroup Global Markets Inc., Jefferies LLC and Stifel, Nicolaus & Company |
Advokatfirman Vinge, Stockholm, Sweden, Goodwin Procter LLP, New York, Cooley LLP, New York, and Baker & McKenzie Advokatbyrå KB, Stockholm, |
N/A |
N/A |
$75,000,000 |
|
5/20/2020 |
F-1 |
Check-Cap Ltd |
N/A |
McDermott Will & Emery LLP, New York, Fischer Behar Chen Well Orion & Co., Tel Aviv |
$0.544 |
20,508,337 |
$11,156,535.33 |
|
5/22/2020 |
F-1 |
Burning Rock Biotech Ltd |
Morgan Stanley & Co. LLC, BofA Securities, Inc. and Cowen and Company, LLC |
Cleary Gottlieb Steen & Hamilton LLP, Simpson Thacher & Bartlett LLP, Maples and Calder (Hong Kong) LLP, Shihui Partners, Jingtian & Gongcheng |
N/A |
N/A |
$100,000,000 |
|
5/26/2020 |
F-1 |
Fiverr International Ltd. |
J.P. Morgan Securities LLC |
Meitar — Law Offices, Latham & Watkins LLP, Fischer Behar Chen Well Orion & Co. Skadden, Arps, Slate, Meagher & Flom LLP |
N/A |
N/A |
$115,000,000 |
|
5/1/2020 |
S-1 |
VerifyMe, Inc. |
N/A |
Harter Secrest & Emery LLP, Rochester |
$0.09 |
50,760,359 |
$4,568,432.31 |
|
5/1/2020 |
S-1 |
Dare Bioscience, Inc. |
Lincoln Park |
Breakwater Law Group, LLP, Solana Beach |
$1.17 |
7,500,000 |
$8,775,000 |
|
5/1/2020 |
S-1 |
My Size, Inc. |
N/A |
McDermott Will & Emery LLP, New York |
$2.60 |
545,689 |
$1,418,791.40 |
|
5/1/2020 |
S-1 |
Longview Acquisition Corp. |
Cowen and Company, LLC and UBS Securities LLC |
Ropes & Gray LLP, Skadden, Arps, Slate, Meagher & Flom LLP |
$10 |
30,000,000 |
$300,000,000 |
|
5/1/2020 |
S-1 |
Virgin Galactic Holdings, Inc |
N/A |
Latham & Watkins LLP |
$17.52 |
150,464,840 |
$2,636,143,997 |
|
5/1/2020 |
S-1 |
Equitable Mineral & Development, Inc. |
Self |
Franklin Ogele, P.A. |
$7.50 |
2,000,000 |
$15,000,000 |
|
5/1/2020 |
S-1 |
Allied Esports Entertainment, Inc |
N/A |
Maslon LLP, Minneapolis |
$1.98 |
2,316,356 |
$4,586,384.88 |
|
5/4/2020 |
S-1 |
DermTech, Inc. |
N/A |
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C., San Diego, California |
$12.55 |
6,627,685 |
$83,177,446.75 |
|
5/4/2020 |
S-1 |
Kaleyra, Inc. |
N/A |
Crowell & Moring LLP |
$6.67
$11.50 |
19,288,478
11,154,938 |
$128,654,149
$128,281,787 |
|
5/6/2020 |
S-1 |
Digital Ally Inc |
N/A |
Sullivan & Worcester LLP, New York |
N/A |
2,784,427 |
$3,239,051 |
|
5/6/2020 |
S-1 |
DraftKings Inc. |
N/A |
Greenberg Traurig, LLP, Sullivan & Cromwell LLP, New York |
$18.65 |
262,477,485 |
$4,896,204,628.85 |
|
5/8/2020 |
S-1 |
Dynamic Shares Trust |
N/A |
Malik Law Group LLC |
N/A |
N/A |
$100,000,000 |
|
4/9/2020 |
S-1 |
Pharmagreen Biotech Inc. |
N/A |
W.L. Macdonald Law Corporation |
$0.08 |
31,908,609 |
$2,552,688.72 |
|
5/8/2020 |
S-1 |
Cellectar Biosciences, Inc. |
Oppenheimer & Co. Inc. |
Michael Best & Friedrich LLP, Madison, Wisconsin and Ellenoff Grossman & Schole LLP, New York |
N/A |
N/A |
$17,500,000 |
|
5/8/2020 |
S-1 |
Foley Trasimene Acquisition Corp. |
Credit Suisse Securities (USA) LLC and BofA Securities, Inc |
Weil, Gotshal & Manges LLP, New York |
$10 |
75,000,000 |
$750,000,000 |
|
5/11/2020 |
S-1 |
Pliant Therapeutics, Inc. |
Citigroup Global Markets Inc., Cowen and Company, LLC and Piper Sandler & Co |
Goodwin Procter LLP, Redwood City, Morrison Foerster LLP, San Francisco, Cooley LLP, San Francisco |
N/A |
N/A |
$86,250,000 |
|
5/11/2020 |
S-1 |
Kiromic Biopharma, Inc. |
ThinkEquity, a division of Fordham Financial Management, Inc. |
Sheppard, Mullin, Richter & Hampton LLP, New York, Venable, LLP, New York |
N/A |
N/A |
$20,000,000 |
|
5/11/2020 |
S-1 |
Ping Identity Holding Corp. |
Goldman Sachs & Co. LLC and BofA Securities, Inc. |
Kirkland & Ellis LLP, Chicago, Cooley LLP, Broomfield, Colorado |
$23.19 |
9,775,000 |
$226,682,250 |
|
5/11/2020 |
S-1 |
Axcella Health Inc. |
J.P. Morgan Securities LLC and SVB Leerink LLC |
Goodwin Procter LLP, Boston, Latham & Watkins LLP |
N/A |
11,000,000 |
$92,724,500 |
|
5/12/2020 |
S-1 |
Coro Global Inc. |
Aegis Capital Corp. |
Sichenzia Ross Ference LLP, New York, Nelson Mullins Riley & Scarborough LLP |
N/A |
N/A |
$11,500,000 |
|
5/12/2020 |
S-1 |
Amyris, Inc. |
N/A |
Fenwick & West LLP, Mountain View |
$2.34 |
35,507,428 |
$83,087,381.52 |
|
5/12/2020 |
S-1 |
Acer Therapeutics Inc. |
Lincoln Park |
Pillsbury Winthrop Shaw Pittman LLP, San Diego |
$2.23 |
1,840,148 |
$4,098,193.94 |
|
5/12/2020 |
S-1 |
Oyster Point Pharma, Inc. |
J.P. Morgan Securities LLC, Cowen and Company, LLC and Piper Sandler & Co. |
Cooley LLP, New York, Latham & Watkins LLP, Menlo Park |
$30.57 |
2,875,000 |
$87,888,750 |
|
5/12/2020 |
S-1 |
Grid Dynamics Holdings, Inc. |
N/A |
Wilson Sonsini Goodrich & Rosati, Professional Corporation, Palo Alto |
$8.22 |
44,829,952 |
$368502205.44 |
|
5/12/2020 |
S-1 |
Phio Pharmaceuticals Corp. |
N/A |
Gibson, Dunn & Crutcher LLP, San Francisco |
$2.11 |
1,841,544 |
$3,885,657.84 |
|
5/13/2020 |
S-1 |
Propanc Biopharma, Inc. |
N/A |
Lucosky Brookman LLP |
$0.04
$0.20 |
7,50,00,000
7,50,00,000 |
$30,00,000
$1,50,00,000 |
|
5/13/2020 |
S-1 |
InspireMD, Inc. |
A.G.P./Alliance Global Partners |
Olshan Frome Wolosky LLP, New York |
N/A |
N/A |
$11,500,000 |
|
5/15/2020 |
S-1 |
US 12 Month Oil Fund, LP |
N/A |
Eversheds Sutherland (US) LLP |
$11.06 |
200,000,000 |
$2,212,000,000 |
|
5/15/2020 |
S-1 |
Brickell Biotech, Inc. |
Oppenheimer & Co. Inc. |
Faegre Drinker Biddle & Reath LLP, Indianapolis, Lowenstein Sandler LLP, New York |
N/A |
N/A |
$17,500,000 |
|
5/15/2020 |
S-1 |
Shift4 Payments, Inc. |
Citigroup Global Markets Inc. Credit Suisse Securities (USA) LLC, Goldman Sachs & Co. LLC, BofA Securities, Inc. |
Latham & Watkins LLP, New York, Simpson Thacher & Bartlett LLP, New York |
N/A |
N/A |
$100,000,000 |
|
5/15/2020 |
S-1 |
NovaBay Pharmaceuticals, Inc. |
N/A |
Squire Patton Boggs (US) LLP |
$0.96 |
10,205,644 |
$9,797,419 |
|
5/15/2020 |
S-1 |
Mountain Crest Acquisition Corp. |
Chardan Capital Markets, LLC |
Loeb & Loeb LLP, New York, Scarinci Hollenbeck, LLC |
$10 |
5,000,000 |
$50,000,000 |
|
5/15/2020 |
S-1 |
Zomedica Pharmaceuticals Corp. |
Wainwright |
Lowenstein Sandler LLP, New York, Fasken Martineau DuMoulin LLP, Calgary, Ellenoff Grossman & Schole LLP |
N/A |
55,762,081 |
$30,937,500 |
|
5/15/2020 |
S-1 |
Farmhouse, Inc./NV |
N/A |
N/A |
$0.75 |
5,478,439 |
$533.334 |
|
5/18/2020 |
S-1 |
Applied Molecular Transport Inc. |
BofA Securities, Inc., Jefferies LLC and SVB Leerink LLC |
Wilson Sonsini Goodrich & Rosati, Professional Corporation, Palo Alto, Cooley LLP, San Francisco |
N/A |
N/A |
$100,000,000 |
|
5/18/2020 |
S-1 |
Fastly, Inc. |
Morgan Stanley & Co. LLC |
Cooley LLP, Palo Alto, Davis Polk & Wardwell LLP, Menlo Park |
$38.17 |
6,900,000 |
$263,373,000 |
|
5/18/2020 |
S-1 |
Avantor, Inc. |
Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC |
Simpson Thacher & Bartlett LLP, Ropes & Gray LLP, New York |
$17.31 |
51,750,000 |
$895,792,500 |
|
5/18/2020 |
S-1 |
Transenterix, Inc. |
N/A |
Ballard Spahr LLP |
$0.40 |
50,735,292 |
$20,294,116.80 |
|
5/18/2020 |
S-1 |
Vroom, Inc. |
Goldman Sachs & Co. LLC, BofA Securities, Inc., Allen & Company LLC and Wells Fargo Securities, LLC |
Latham & Watkins LLP, New York, Skadden, Arps, Slate, Meagher & Flom LLP, New York |
N/A |
N/A |
$100,000,000 |
|
5/19/2020 |
S-1 |
ARYA Sciences Acquisition Corp II |
Jefferies LLC and Goldman Sachs & Co. LLC |
Kirkland & Ellis LLP, New York, Ogier, Skadden, Arps, Slate, Meagher & Flom LLP, Palo Alto |
$10 |
12,500,000 |
$125,000,000 |
|
5/20/2020 |
S-1 |
Jerrick Media Holdings, Inc. |
The Benchmark Company, LLC |
Sheppard, Mullin, Richter & Hampton LLP, New York, Lucosky Brookman LLP, Woodbridge |
N/A |
N/A |
$9,200,000 |
|
5/20/2020 |
S-1 |
Sphere 3D Corp |
N/A |
Meretsky Law Firm, Toronto |
$1.55 |
13,214,131 |
$20,481,903.05 |
|
5/21/2020 |
S-1 |
Gevo, Inc. |
N/A |
Perkins Coie LLP, Denver, Colorado. Ellenoff Grossman & Schole LLP, New York |
N/A |
N/A |
$30,000,000 |
|
5/21/2020 |
S-1 |
Hudson Executive Investment Corp. |
Citigroup Global Markets Inc. J.P. Morgan Securities LLC |
Winston & Strawn LLP, New York, Kirkland & Ellis LLP |
$10 |
30,000,000 |
$300,000,000 |
|
5/21/2020 |
S-1 |
Quantum Computing Inc. |
Oasis |
Lucosky Brookman LLP |
$0.78 |
12,991,384 |
$10,133,279.38 |
|
5/21/2020 |
S-1 |
Document Security Systems Inc |
Aegis Capital Corp. |
Sichenzia Ross Ference LLP, New York, Nelson Mullins Riley & Scarborough LLP |
N/A |
N/A |
$5,750,000 |
|
5/22/2020 |
S-1 |
Generation Bio Co. |
J.P. Morgan Securities LLC, Jefferies LLC and Cowen and Company, LLC |
Wilmer Cutler Pickering Hale and Dorr LLP, Boston, Massachusetts. Davis Polk & Wardwell LLP, New York |
N/A |
N/A |
$125,000,000 |
|
5/22/2020 |
S-1 |
Avidity Biosciences, Inc. |
Cowen and Company, LLC, SVB Leerink LLC, Credit Suisse Securities (USA) LLC and Wells Fargo Securities, LLC |
Latham & Watkins LLP, San Diego, Cooley LLP, San Diego |
N/A |
N/A |
$100,000,000 |
|
5/22/2020 |
S-1 |
Cardiff Oncology, Inc. |
N/A |
Sheppard Mullin Richter & Hampton LLP, New York |
$2.10 |
5,695,898 |
$11,961,386 |
|
5/22/2020 |
S-1 |
Digital Ally Inc |
Roth Capital Partners, LLC |
Sullivan & Worcester LLP, New York, Pryor Cashman LLP, New York |
N/A |
N/A |
$13,800,000 |
|
5/22/2020 |
S-1 |
Uppercut Brands, Inc. |
N/A |
Sheppard, Mullin, Richter & Hampton LLP, New York |
$0.3250 |
29,993,750 |
$9,747,968.75 |
|
5/22/2020 |
S-1 |
Vaxcyte, Inc. |
BofA Securities, Inc., Jefferies LLC and Evercore Group L.L.C |
Cooley LLP, San Francisco, California. Latham & Watkins LLP, Menlo Park |
N/A |
N/A |
$100,000,000 |
|
5/22/2020 |
S-1 |
Royalty Pharma plc |
J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC, BofA Securities, Inc., Goldman Sachs & Co. LLC, Citigroup Global Markets Inc. and UBS Securities LLC |
Davis Polk & Wardwell LLP and Davis Polk & Wardwell London LLP. Akin Gump Strauss Hauer & Feld LLP, New York, Matheson, Dublin |
N/A |
N/A |
$100,000,000 |
|
5/22/2020 |
S-1 |
Boxlight Corp |
Maxim Group LLC |
Michelman & Robinson, LLP, New York, Pryor Cashman LLP, New York |
N/A |
$11,500,000 |
N/A |
|
5/22/2020 |
S-1 |
Invivo Therapeutics Holdings Corp |
N/A |
Ballard Spahr LLP, Las Vegas |
$1.48 |
1,826,731 |
$2,703,563 |
|
5/26/2020 |
S-1 |
Viela Bio, Inc. |
Morgan Stanley & Co. LLC, Goldman Sachs & Co. LLC and Cowen and Company, LLC |
Mintz, Levin, Cohn, Ferris, Glovsky & Popeo, P.C., Boston, Ropes & Gray LLP, Boston |
N/A |
3,000,000 |
$232,000,000 |
|
5/26/2020 |
S-1 |
Repay Holdings Corp |
Morgan Stanley & Co. LLC, Credit Suisse Securities, Barclays Capital Inc. |
Troutman Sanders LLP, Atlanta, Ropes & Gray LLP |
$22.94 |
9,200,000 |
$211,048,000 |
|
5/26/2020 |
S-1 |
ACM Research, Inc. |
N/A |
K&L Gates LLP, Boston |
$53.82 |
1,324,673 |
$71,293,900.86 |
|
5/26/2020 |
S-1 |
Morgan Group Holding Co |
G.research |
Paul Hastings LLP, New York |
N/A |
50,000,000 |
$8,500,000 |
|
5/27/2020 |
S-1 |
Progenity, Inc. |
Piper Sandler & Co. and Wells Fargo Securities, LLC |
Gibson, Dunn & Crutcher LLP, Irvine, California. Latham & Watkins LLP |
N/A |
N/A |
$100,000,000 |
|
5/29/2020 |
S-1 |
Forma Therapeutics Holdings, Inc. |
Jefferies LLC, SVB Leerink LLC and Credit Suisse Securities (USA) LLC |
Goodwin Procter LLP, Boston, Wilmer Cutler Pickering Hale and Dorr LLP, New York |
N/A |
N/A |
$150,000,000 |
|
5/29/2020 |
S-1 |
SELLAS Life Sciences Group, Inc. |
N/A |
Mintz, Levin, Cohn, Ferris, Glovsky & Popeo, P.C., New York |
$3.93 |
818,900 |
$3,218,277 |
|
5/29/2020 |
S-1 |
CHF Solutions, Inc. |
N/A |
Honigman LLP, Kalamazoo, Michigan |
$0.40 |
1,798,940 |
$719,576 |
|
5/29/2020 |
S-1 |
Diffusion Pharmaceuticals Inc. |
N/A |
Dechert LLP |
$0.5263
$0.5938
$1.3125 |
5,000,000
250,000
571,429 |
$42,631,500
$148,450
$750,001 |
|
|
5/29/2020 |
S-1 |
Repare Therapeutics Inc. |
Morgan Stanley & Co. LLC, Goldman Sachs & Co. LLC, Cowen and Company, LLC and Piper Sandler & Co. |
Cooley LLP, Boston, Stikeman Elliott LLP, Goodwin Procter LLP, Boston |
N/A |
N/A |
$100,000,000 |
|
5/4/2020 |
1-A |
Shackelford Pharma Inc. |
N/A |
N/A |
$1 |
7,500,000 |
$7,500,000 |
|
5/4/2020 |
1-A |
Atlis Motor Vehicles Inc |
N/A |
N/A |
$8.24 |
3,033,981 |
$25,000,000 |
|
5/5/2020 |
1-A |
Brazil Potash Corp. |
N/A |
Greenberg Traurig/Wildeboer Dellelce |
$4 |
12,500,000 |
$50,000,000 |
|
5/6/2020 |
1-A |
Cannagistics Inc. |
N/A |
The Doney Law Firm |
$0.25 |
43,000,000 |
$10,000,000 |
|
5/11/2020 |
1-A |
Fundrise For-Sale Housing eFUND – Los Angeles CA, LLC |
N/A |
Goodwin Procter LLP |
$10 |
4,170,027 |
$41,700,266 |
|
5/12/2020 |
1-A |
Fundrise East Coast Opportunistic REIT, LLC |
N/A |
Goodwin Procter LLP |
$11.24 |
1,223,133 |
$13,748,012 |
|
5/12/2020 |
1-A |
Audition Showdown Inc. |
Dalmore Group LLC |
CrowdCheck Law LLP |
$2 |
25,000,000 |
$50,000,000 |
|
5/12/2020 |
1-A |
Masterworks 013, LLC |
SDDCO Brokerage Advisors LLC |
Anthony L.G., PLLC |
$20 |
82,500 |
$1,650,000 |
|
5/13/2020 |
1-A |
Digital Dev Partners, Inc. |
N/A |
N/A |
$0.27 |
20,000,000 |
$5,400,000 |
|
5/14/2020 |
1-A |
Hi-Great Group Holding Co |
N/A |
McMurdo Law Group, LLC |
$0.20 |
29,999,999 |
$5,000,000 |
|
5/19/2020 |
1-A |
Chemesis International Inc. |
N/A |
Cassels Brock & Blackwell LLP |
$0.50 |
120,000,000 |
N/A |
|
5/20/2020 |
1-A |
Energea Portfolio 1 LLC |
N/A |
Lex Nova Law LLC |
$1 |
50,000,000 |
$50,000,000 |
|
5/20/2020 |
1-A |
LiquidPiston, Inc. |
StartEngine Primary |
CrowdCheck Law LLP |
$45 |
638,888 |
$21,249,978 |
|
5/21/2020 |
1-A |
Called Higher Studios, Inc. |
StartEngine Primary LLC |
CrowdCheck Law LLP |
$5.52 |
1,006,039 |
$5,000,016 |
|
5/21/2020 |
1-A |
Masterworks 014, LLC |
SDDCO Brokerage Advisors LLC |
Anthony L.G., PLLC |
$20 |
82,500 |
$1,650,000 |
|
5/22/2020 |
1-A |
GEAR Capital Inc. |
N/A |
FisherBroyles LLP |
$1 |
50,000,000 |
$50,000,000 |
|
5/26/2020 |
1-A |
Masterworks 015, LLC |
SDDCO Brokerage Advisors LLC |
Anthony L.G., PLLC |
$20 |
82,500 |
$1,650,000 |
|
5/28/2020 |
1-A |
Quara Devices Inc. |
N/A |
CrowdCheck Law, LLP |
$5.80 |
3,448,276 |
$17,880,118 |
|
5/28/2020 |
1-A |
American Condor Resources, Corp |
N/A |
Simmons Associates, Ltd. |
$5 |
4,000,000 |
N/A |
|
5/28/2020 |
1-A |
Alt 5 Sigma, Inc. |
N/A |
N/A |
$5 |
10,000,000 |
$50,000,000 |
|
5/28/2020 |
1-A |
Masterworks 016, LLC |
SDDCO Brokerage Advisors LLC |
Anthony L.G., PLLC |
$20 |
82,500 |
$1,650,000 |
|
5/29/2020 |
1-A |
Scopus BioPharma Inc. |
N/A |
Kaufman & Associates, LLC and Greenberg Traurig, LLP |
N/A |
1 |
N/A |
|
5/29/2020 |
1-A |
Fisher Wallace Laboratories, Inc. |
N/A |
Alliance Legal Partners, Inc. |
$6.21 |
1,610,305 |
$10,000,000 |