Financing/IPO Transactions – May 2020

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EDT

The financing and Initial Public Offering transactions for the month of May 2020 are posted below. These transactions were filed as S-1, F-1, and 1-A filings. To learn more about our IPO services, contact us.

  Date Form
Type
Company Name Underwriter Legal Counsel Price Shares Offering Amount
 5/4/2020 F-1 uCloudlink Group Inc. I-Bankers Securities, Inc. Skadden, Arps, Slate, Meagher & Flom LLP, Kirkland & Ellis International LLP N/A N/A $50,000,000
5/8/2020 F-1 Globus Maritime Ltd Maxim Group LLC Watson Farley & Williams LLP, New York, Loeb & Loeb LLP, New York N/A N/A $5,750,000
5/12/2020 F-1 Dada Nexus Ltd Goldman Sachs (Asia) L.L.C., BofA Securities, Inc. and Jefferies LLC Skadden, Arps, Slate, Meagher & Flom LLP, Kirkland & Ellis International LLP, Maples and Calder (Hong Kong) LLP, Haiwen & Partners. Skadden, Arps N/A N/A $100,000,000
5/13/2020 F-1 Legend Biotech Corp Morgan Stanley & Co. LLC, J.P. Morgan Securities LLC and Jefferies LLC Cooley LLP, Davis Polk & Wardwell LLP, JunHe LLP, Jingtian & Gongcheng N/A N/A $100,000,000
5/14/2020 F-1 Calliditas Therapeutics AB Citigroup Global Markets Inc., Jefferies LLC and Stifel, Nicolaus & Company Advokatfirman Vinge, Stockholm, Sweden, Goodwin Procter LLP, New York, Cooley LLP, New York, and Baker & McKenzie Advokatbyrå KB, Stockholm, N/A N/A ​$75,000,000
5/20/2020 F-1 Check-Cap Ltd N/A McDermott Will & Emery LLP, New York, Fischer Behar Chen Well Orion & Co., Tel Aviv $0.544 20,508,337 $11,156,535.33
5/22/2020 F-1 Burning Rock Biotech Ltd Morgan Stanley & Co. LLC, BofA Securities, Inc. and Cowen and Company, LLC Cleary Gottlieb Steen & Hamilton LLP, Simpson Thacher & Bartlett LLP, Maples and Calder (Hong Kong) LLP, Shihui Partners, Jingtian & Gongcheng N/A N/A $100,000,000
5/26/2020 F-1 Fiverr International Ltd. J.P. Morgan Securities LLC Meitar — Law Offices, Latham & Watkins LLP, Fischer Behar Chen Well Orion & Co. Skadden, Arps, Slate, Meagher & Flom LLP N/A N/A $115,000,000
5/1/2020 S-1 VerifyMe, Inc. N/A Harter Secrest & Emery LLP, Rochester $0.09 50,760,359 $4,568,432.31
5/1/2020 S-1 Dare Bioscience, Inc. Lincoln Park Breakwater Law Group, LLP, Solana Beach $1.17 7,500,000 $8,775,000
5/1/2020 S-1 My Size, Inc. N/A McDermott Will & Emery LLP, New York $2.60 545,689 $1,418,791.40
5/1/2020 S-1 Longview Acquisition Corp. Cowen and Company, LLC and UBS Securities LLC Ropes & Gray LLP, Skadden, Arps, Slate, Meagher & Flom LLP $10 30,000,000 $300,000,000
5/1/2020 S-1 Virgin Galactic Holdings, Inc N/A Latham & Watkins LLP $17.52 150,464,840 $2,636,143,997
5/1/2020 S-1 Equitable Mineral & Development, Inc. Self Franklin Ogele, P.A. $7.50 2,000,000 $15,000,000
5/1/2020 S-1 Allied Esports Entertainment, Inc N/A Maslon LLP, Minneapolis $1.98 2,316,356 $4,586,384.88
5/4/2020 S-1 DermTech, Inc. N/A Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C., San Diego, California $12.55 6,627,685 $83,177,446.75
5/4/2020 S-1 Kaleyra, Inc. N/A Crowell & Moring LLP $6.67
$11.50
19,288,478
11,154,938
$128,654,149
$128,281,787
5/6/2020 S-1 Digital Ally Inc N/A Sullivan & Worcester LLP, New York N/A 2,784,427 $3,239,051
5/6/2020 S-1 DraftKings Inc. N/A Greenberg Traurig, LLP, Sullivan & Cromwell LLP, New York $18.65 262,477,485 $4,896,204,628.85
5/8/2020 S-1 Dynamic Shares Trust N/A Malik Law Group LLC N/A N/A $100,000,000
4/9/2020 S-1 Pharmagreen Biotech Inc. N/A W.L. Macdonald Law Corporation $0.08 31,908,609 $2,552,688.72
5/8/2020 S-1 Cellectar Biosciences, Inc. Oppenheimer & Co. Inc. Michael Best & Friedrich LLP, Madison, Wisconsin and Ellenoff Grossman & Schole LLP, New York N/A N/A $17,500,000
5/8/2020 S-1 Foley Trasimene Acquisition Corp. Credit Suisse Securities (USA) LLC and BofA Securities, Inc Weil, Gotshal & Manges LLP, New York $10 75,000,000 $750,000,000
5/11/2020 S-1 Pliant Therapeutics, Inc. Citigroup Global Markets Inc., Cowen and Company, LLC and Piper Sandler & Co Goodwin Procter LLP, Redwood City, Morrison Foerster LLP, San Francisco, Cooley LLP, San Francisco N/A N/A $86,250,000
5/11/2020 S-1 Kiromic Biopharma, Inc. ThinkEquity, a division of Fordham Financial Management, Inc. Sheppard, Mullin, Richter & Hampton LLP, New York, Venable, LLP, New York N/A N/A $20,000,000
5/11/2020 S-1 Ping Identity Holding Corp. Goldman Sachs & Co. LLC and BofA Securities, Inc. Kirkland & Ellis LLP, Chicago, Cooley LLP, Broomfield, Colorado $23.19 9,775,000 $226,682,250
5/11/2020 S-1 Axcella Health Inc.  J.P. Morgan Securities LLC and SVB Leerink LLC Goodwin Procter LLP, Boston, Latham & Watkins LLP N/A 11,000,000 $92,724,500
5/12/2020 S-1 Coro Global Inc. Aegis Capital Corp. Sichenzia Ross Ference LLP, New York, Nelson Mullins Riley & Scarborough LLP N/A N/A $11,500,000
5/12/2020 S-1 Amyris, Inc. N/A Fenwick & West LLP, Mountain View $2.34 35,507,428 $83,087,381.52
5/12/2020 S-1 Acer Therapeutics Inc. Lincoln Park Pillsbury Winthrop Shaw Pittman LLP, San Diego $2.23 1,840,148 $4,098,193.94
5/12/2020 S-1 Oyster Point Pharma, Inc. J.P. Morgan Securities LLC, Cowen and Company, LLC and Piper Sandler & Co. Cooley LLP, New York, Latham & Watkins LLP, Menlo Park $30.57 2,875,000 $87,888,750
5/12/2020 S-1 Grid Dynamics Holdings, Inc. N/A Wilson Sonsini Goodrich & Rosati, Professional Corporation, Palo Alto $8.22 44,829,952 $368502205.44
5/12/2020 S-1 Phio Pharmaceuticals Corp. N/A Gibson, Dunn & Crutcher LLP, San Francisco $2.11 1,841,544 $3,885,657.84
5/13/2020 S-1 Propanc Biopharma, Inc. N/A Lucosky Brookman LLP $0.04
$0.20
7,50,00,000
7,50,00,000
$30,00,000
$1,50,00,000
5/13/2020 S-1 InspireMD, Inc. A.G.P./Alliance Global Partners Olshan Frome Wolosky LLP, New York N/A N/A $11,500,000
5/15/2020 S-1 US 12 Month Oil Fund, LP N/A Eversheds Sutherland (US) LLP $11.06 200,000,000 $2,212,000,000
5/15/2020 S-1 Brickell Biotech, Inc. Oppenheimer & Co. Inc. Faegre Drinker Biddle & Reath LLP, Indianapolis, Lowenstein Sandler LLP, New York N/A N/A $17,500,000
5/15/2020 S-1 Shift4 Payments, Inc. Citigroup Global Markets Inc. Credit Suisse Securities (USA) LLC, Goldman Sachs & Co. LLC, BofA Securities, Inc. Latham & Watkins LLP, New York, Simpson Thacher & Bartlett LLP, New York N/A N/A $100,000,000
5/15/2020 S-1 NovaBay Pharmaceuticals, Inc. N/A Squire Patton Boggs (US) LLP $0.96 10,205,644 $9,797,419
5/15/2020 S-1 Mountain Crest Acquisition Corp. Chardan Capital Markets, LLC Loeb & Loeb LLP, New York, Scarinci Hollenbeck, LLC $10 5,000,000 $50,000,000
5/15/2020 S-1 Zomedica Pharmaceuticals Corp. Wainwright Lowenstein Sandler LLP, New York, Fasken Martineau DuMoulin LLP, Calgary, Ellenoff Grossman & Schole LLP N/A 55,762,081 $30,937,500
5/15/2020 S-1 Farmhouse, Inc./NV N/A N/A $0.75 5,478,439 $533.334
5/18/2020 S-1 Applied Molecular Transport Inc. BofA Securities, Inc., Jefferies LLC and SVB Leerink LLC  Wilson Sonsini Goodrich & Rosati, Professional Corporation, Palo Alto, Cooley LLP, San Francisco N/A N/A $100,000,000
5/18/2020 S-1 Fastly, Inc. Morgan Stanley & Co. LLC Cooley LLP, Palo Alto, Davis Polk & Wardwell LLP, Menlo Park $38.17 6,900,000 $263,373,000
5/18/2020 S-1 Avantor, Inc. Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC Simpson Thacher & Bartlett LLP, Ropes & Gray LLP, New York $17.31 51,750,000 $895,792,500
5/18/2020 S-1 Transenterix, Inc. N/A Ballard Spahr LLP $0.40 50,735,292 $20,294,116.80
5/18/2020 S-1 Vroom, Inc. Goldman Sachs & Co. LLC, BofA Securities, Inc., Allen & Company LLC and Wells Fargo Securities, LLC Latham & Watkins LLP, New York, Skadden, Arps, Slate, Meagher & Flom LLP, New York N/A N/A $100,000,000
5/19/2020 S-1 ARYA Sciences Acquisition Corp II Jefferies LLC and Goldman Sachs & Co. LLC Kirkland & Ellis LLP, New York, Ogier, Skadden, Arps, Slate, Meagher & Flom LLP, Palo Alto $10 12,500,000 $125,000,000
5/20/2020 S-1 Jerrick Media Holdings, Inc. The Benchmark Company, LLC Sheppard, Mullin, Richter & Hampton LLP, New York, Lucosky Brookman LLP, Woodbridge N/A N/A $9,200,000
5/20/2020 S-1 Sphere 3D Corp N/A Meretsky Law Firm, Toronto $1.55 13,214,131 $20,481,903.05
5/21/2020 S-1 Gevo, Inc. N/A Perkins Coie LLP, Denver, Colorado. Ellenoff Grossman & Schole LLP, New York N/A N/A $30,000,000
5/21/2020 S-1 Hudson Executive Investment Corp. Citigroup Global Markets Inc. J.P. Morgan Securities LLC Winston & Strawn LLP, New York, Kirkland & Ellis LLP $10 30,000,000 $300,000,000
5/21/2020 S-1 Quantum Computing Inc. Oasis Lucosky Brookman LLP $0.78 12,991,384 $10,133,279.38
5/21/2020 S-1 Document Security Systems Inc Aegis Capital Corp. Sichenzia Ross Ference LLP, New York, Nelson Mullins Riley & Scarborough LLP N/A N/A $5,750,000
5/22/2020 S-1 Generation Bio Co. J.P. Morgan Securities LLC, Jefferies LLC and Cowen and Company, LLC Wilmer Cutler Pickering Hale and Dorr LLP, Boston, Massachusetts. Davis Polk & Wardwell LLP, New York N/A N/A $125,000,000
5/22/2020 S-1 Avidity Biosciences, Inc. Cowen and Company, LLC, SVB Leerink LLC, Credit Suisse Securities (USA) LLC and Wells Fargo Securities, LLC Latham & Watkins LLP, San Diego,  Cooley LLP, San Diego N/A N/A $100,000,000
5/22/2020 S-1 Cardiff Oncology, Inc. N/A Sheppard Mullin Richter & Hampton LLP, New York $2.10 5,695,898 $11,961,386
5/22/2020 S-1 Digital Ally Inc Roth Capital Partners, LLC Sullivan & Worcester LLP, New York, Pryor Cashman LLP, New York N/A N/A $13,800,000
5/22/2020 S-1 Uppercut Brands, Inc. N/A Sheppard, Mullin, Richter & Hampton LLP, New York $0.3250 29,993,750 $9,747,968.75
5/22/2020 S-1 Vaxcyte, Inc. BofA Securities, Inc., Jefferies LLC and Evercore Group L.L.C  Cooley LLP, San Francisco, California. Latham & Watkins LLP, Menlo Park N/A N/A $100,000,000
5/22/2020 S-1 Royalty Pharma plc J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC, BofA Securities, Inc., Goldman Sachs & Co. LLC, Citigroup Global Markets Inc. and UBS Securities LLC Davis Polk & Wardwell LLP and Davis Polk & Wardwell London LLP. Akin Gump Strauss Hauer & Feld LLP, New York, Matheson, Dublin N/A N/A $100,000,000
5/22/2020 S-1 Boxlight Corp Maxim Group LLC Michelman & Robinson, LLP, New York, Pryor Cashman LLP, New York N/A $11,500,000 N/A
5/22/2020 S-1 Invivo Therapeutics Holdings Corp N/A Ballard Spahr LLP, Las Vegas $1.48 1,826,731 $2,703,563
5/26/2020 S-1 Viela Bio, Inc. Morgan Stanley & Co. LLC, Goldman Sachs & Co. LLC and Cowen and Company, LLC Mintz, Levin, Cohn, Ferris, Glovsky & Popeo, P.C., Boston, Ropes & Gray LLP, Boston N/A 3,000,000 $232,000,000
5/26/2020 S-1 Repay Holdings Corp Morgan Stanley & Co. LLC, Credit Suisse Securities, Barclays Capital Inc. Troutman Sanders LLP, Atlanta, Ropes  & Gray LLP $22.94 9,200,000 $211,048,000
5/26/2020 S-1 ACM Research, Inc. N/A K&L Gates LLP, Boston $53.82 1,324,673 $71,293,900.86
5/26/2020 S-1 Morgan Group Holding Co G.research Paul Hastings LLP, New York N/A 50,000,000 $8,500,000
5/27/2020 S-1 Progenity, Inc. Piper Sandler & Co. and Wells Fargo Securities, LLC Gibson, Dunn & Crutcher LLP, Irvine, California. Latham & Watkins LLP N/A N/A $100,000,000
5/29/2020 S-1 Forma Therapeutics Holdings, Inc. Jefferies LLC, SVB Leerink LLC and Credit Suisse Securities (USA) LLC Goodwin Procter LLP, Boston, Wilmer Cutler Pickering Hale and Dorr LLP, New York N/A N/A $150,000,000
 5/29/2020 S-1 SELLAS Life Sciences Group, Inc. N/A Mintz, Levin, Cohn, Ferris, Glovsky & Popeo, P.C., New York $3.93 818,900 $3,218,277
5/29/2020 S-1 CHF Solutions, Inc. N/A Honigman LLP, Kalamazoo, Michigan $0.40 1,798,940 $719,576
5/29/2020 S-1 Diffusion Pharmaceuticals Inc. N/A Dechert LLP $0.5263
$0.5938
$1.3125
5,000,000
250,000
571,429
$42,631,500
$148,450
$750,001
5/29/2020 S-1 Repare Therapeutics Inc. Morgan Stanley & Co. LLC, Goldman Sachs & Co. LLC, Cowen and Company, LLC and Piper Sandler & Co. Cooley LLP, Boston, Stikeman Elliott LLP, Goodwin Procter LLP, Boston N/A N/A $100,000,000
5/4/2020 1-A Shackelford Pharma Inc. N/A N/A $1 7,500,000 $7,500,000
5/4/2020 1-A Atlis Motor Vehicles Inc N/A N/A $8.24 3,033,981 $25,000,000
5/5/2020 1-A Brazil Potash Corp. N/A Greenberg Traurig/Wildeboer Dellelce $4 12,500,000 $50,000,000
5/6/2020 1-A Cannagistics Inc. N/A The Doney Law Firm $0.25 43,000,000 $10,000,000
5/11/2020 1-A Fundrise For-Sale Housing eFUND – Los Angeles CA, LLC N/A Goodwin Procter LLP $10 4,170,027 $41,700,266
5/12/2020 1-A Fundrise East Coast Opportunistic REIT, LLC N/A Goodwin Procter LLP $11.24 1,223,133 $13,748,012
5/12/2020 1-A Audition Showdown Inc. Dalmore Group LLC CrowdCheck Law LLP $2 25,000,000 $50,000,000
5/12/2020 1-A Masterworks 013, LLC SDDCO Brokerage Advisors LLC Anthony L.G., PLLC $20 82,500 $1,650,000
5/13/2020 1-A Digital Dev Partners, Inc. N/A N/A $0.27 20,000,000 $5,400,000
5/14/2020 1-A Hi-Great Group Holding Co N/A McMurdo Law Group, LLC $0.20 29,999,999 $5,000,000
5/19/2020 1-A Chemesis International Inc. N/A Cassels Brock & Blackwell LLP $0.50 120,000,000 N/A
5/20/2020 1-A Energea Portfolio 1 LLC N/A Lex Nova Law LLC $1 50,000,000 $50,000,000
5/20/2020 1-A LiquidPiston, Inc. StartEngine Primary CrowdCheck Law LLP $45 638,888 $21,249,978
5/21/2020 1-A Called Higher Studios, Inc. StartEngine Primary LLC CrowdCheck Law LLP $5.52 1,006,039 $5,000,016
5/21/2020 1-A Masterworks 014, LLC SDDCO Brokerage Advisors LLC Anthony L.G., PLLC $20 82,500 $1,650,000
5/22/2020 1-A GEAR Capital Inc. N/A FisherBroyles LLP $1 50,000,000 $50,000,000
5/26/2020 1-A Masterworks 015, LLC SDDCO Brokerage Advisors LLC Anthony L.G., PLLC $20 82,500 $1,650,000
5/28/2020 1-A Quara Devices Inc. N/A CrowdCheck Law, LLP $5.80 3,448,276 $17,880,118
5/28/2020 1-A American Condor Resources, Corp N/A Simmons Associates, Ltd. $5 4,000,000 N/A
5/28/2020 1-A Alt 5 Sigma, Inc. N/A N/A $5 10,000,000 $50,000,000
5/28/2020 1-A Masterworks 016, LLC SDDCO Brokerage Advisors LLC Anthony L.G., PLLC $20 82,500 $1,650,000
5/29/2020 1-A Scopus BioPharma Inc. N/A Kaufman & Associates, LLC and Greenberg Traurig, LLP N/A 1 N/A
5/29/2020 1-A Fisher Wallace Laboratories, Inc. N/A Alliance Legal Partners, Inc. $6.21 1,610,305 $10,000,000

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