Financing/IPO Transactions – April 2020

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EDT

The financing and Initial Public Offering transactions for the month of April 2020 are posted below. These transactions were filed as S-1, F-1, and 1-A filings. To learn more about our IPO services, contact us.

Date Form
Type
Company Name Underwriter Legal Counsel Price Shares Offering Amount
4/10/2020 F-1 Safe-T Group Ltd. A.G.P./Alliance Global Partners Zysman, Aharoni, Gayer and Sullivan & Worcester LLP, New York, Lipa Meir & Co., Tel Aviv, Israel, Sichenzia Ross Ference LLP N/A N/A $24,725,000
4/14/2020 F-1 Int’l General Ins Holdings Ltd. N/A Conyers Dill & Pearman Limited, Hamilton, Freshfields Bruckhaus Deringer US LLP $11.50
$6.025

$11.50
17,250,000
39,107,382
4,500,000
4,500,000
$198,375,000
$235,621,977

$51,750,000
4/16/2020 F-1 Origin Agritech Ltd Oasis Capital Golenbock Eiseman Assor Bell & Pesko, Maples & Calder $3.37 2,647,680 $8,923,287.60
4/17/2020 F-1 Kingsoft Cloud Holdings Ltd J.P. Morgan Securities LLC, UBS Securities LLC and Credit Suisse Securities (USA) LLC Davis Polk & Wardwell LLP, Kirkland & Ellis International LLP, Conyers Dill & Pearman,  Fangda Partners, Han Kun Law Offices N/A N/A $100,000,000
4/24/2020 F-1 Skillful Craftsman Education… Ltd The Benchmark Company, LLC. Ellenoff Grossman & Schole LLP, Schiff Hardin LLP, Maples and Calder, V&T Law Firm $5.50
$6.60
3,450,000
172,500
$18,975,000
$1,138,500
4/24/20 20 F-1 ADC Therapeutics SA Morgan Stanley & Co. LLC, BofA Securities, Inc. and Cowen and Company, LLC Homburger AG, Zurich, Davis Polk & Wardwell LLP, New York, Cooley LLP, New York, Lenz & Staehelin, Geneva N/A N/A $100,000,000
4/24/20 20 F-1 Ebang International Holdings Inc. AMTD Global Markets Limited and Loop Capital Markets LLC Wilson Sonsini Goodrich & Rosati, Kirkland & Ellis International LLP, Conyers Dill & Pearman, Jingtian & Gongcheng, King & Wood Mallesons, Conyers Dill & Pearman N/A N/A $100,000,000
4/29/20 20 F-1 Auris Medical Holding Ltd. LPC Conyers Dill & Pearman Limited, Bermuda, Lowenstein Sandler LLP, New York $0.84 1,500,000 $1,260,000
4/1/2020 S-1 SenesTech, Inc. N/A Perkins Coie LLP, Portland, $2.88
$3.7563
176,372
13,228
$507,951.36
$49,688.34
4/3/2020 S-1 Hoth Therapeutics, Inc. Laidlaw Sheppard, Mullin, Richter & Hampton LLP, New York, $2.87 70,000 $200,900
4/3/2020 S-1 Brickell Biotech, Inc. N/A Mayer Brown LLP, New York, $1.19 2,598,829 $3,092,607
4/3/2020 S-1 Arconic Corp N/A Richards, Layton & Finger, P.A., Wilmington, $6.99 1,250,000 $8,737,500
4/6/2020 S-1 Jaguar Health, Inc. N/A Reed Smith LLP, Palo Alto, $0.436
$0.81
4,587,155
1,431,460
$1,999,999.58
$1,159,482.60
4/7/2020 S-1 Cortexyme, Inc. N/A Orrick, Herrington & Sutcliffe LLP, Menlo Park, $35.61 2,500,000 $89,025,000
4/7/2020 S-1 Elvictor Group, Inc. N/A William R. Eilers, Esq. $0.40 1,658,605 $663,442
4/8/2020 S-1 Avinger Inc Aegis Capital Corp Dorsey & Whitney, LLP, Salt Lake City,  Sichenzia Ross Ference LLP, New York N/A N/A $5,750,000
4/8/2020 S-1 Hygge Integrated Brands Corp. N/A N/A $0.025 971,000 $24,275
4/8/2020 S-1 Toughbuilt Industries, Inc  Maxim Group LL Jolie Kahn, Esq. Ellenoff Grossman & Schole LLP, New York N/A N/A $32,995,800
4/8/2020 S-1 Outlook Therapeutics, Inc. N/A Cooley LLP $0.575 4,331,103 $2,490,384.23
4/9/2020 S-1 Energy Focus, Inc/DE N/A Paul Hastings LLP, New York, $0.674
$0.9988
$0.2950
3,441,803
240,926
1,721,023
$2,319,775.23
$240,636.89
$507,701.79
4/9/2020 S-1 Modular Medical, Inc. N/A Gusrae Kaplan Nusbaum PLLC, New York, $25.00 2,000,000 $50,000,000
4/9/2020 S-1 Allianz Life Insurance Co of North America Allianz Life Financial Services, LLC (ALFS) N/A N/A $2,000,000,000 $4,070,000,000
4/9/2020 S-1 Allianz Life Insurance Company of New York Allianz Life Financial Services, LLC (ALFS) N/A N/A N/A $2,285,000,000
4/9/2020 S-1 Cel Sci Corp HART & HART, LLC N/A $9.75 100,000 $975,000
4/10/2020 S-1 Immunovant, Inc. SVB Leerink LLC, UBS Securities LLC and SunTrust Robinson Humphrey, Inc. Cooley LLP, Palo Alto, Latham & Watkins LLP, New York, N/A 6,500,000 $116,161,500
4/10/2020 S-1 Quanta Inc N/A Nelson Mullins Riley & Scarborough LLP, $0.11 11,000,000 $1,210,000
4/10/2020 S-1 Simplicity Esports & Gaming Co ThinkEquity, Anthony L.G., PLLC, Littman Krooks LLP N/A N/A $23,934,375
4/10/2020 S-1 Citius Pharmaceuticals, Inc. N/A Wyrick Robbins Yates & Ponton, LLP, Raleigh $1.02
$1.275
6,298,673
440,907
$6,424,646.46
$562,156.43
4/10/2020 S-1 Great West Life & Annuity Ins Co GWFS Equities Eversheds Sutherland (US) LLP N/A N/A N/A
4/10/2020 S-1 1st FRANKLIN FINANCIAL Corp N/A Jones Day, Atlanta, Georgia. N/A $50,000,000 SERIES 1 VARIABLE RATE SUBORDINATED DEBENTURES
$700,000,000 Senior Demand Notes
N/A
4/10/2020 S-1 Biolargo, Inc. Lincoln Park Wilson & Bradshaw, LLP. $0.20 44,714,286 $8,942,857
4/13/2020 S-1 APPlife Digital Solutions Inc GHS Brunson Chandler & Jones, PLLC $0.19 5,000,000 $950,000
4/13/2020 S-1 MTBC, Inc. B. Riley FBR, Inc. Song, P.C., New York, Morgan Lewis & Bockius, LLP $25 N/A $17,250,000
4/15/2020 S-1 Starguide Group, Inc. Self N/A $0.03  5,000,000 $150,000
4/15/2020 S-1 SG Blocks, Inc. ThinkEquity Gracin & Marlow, LLP, New York, Ellenoff Grossman & Schole LLP, New York N/A N/A $8,487,500
4/15/2020 S-1 DEAC NV Merger Corp. N/A Greenberg Traurig, LLP, Winston & Strawn LLP, New York $14
$11.50
44,725,831
3,000,000
$584,161,634
$34,500,000
4/16/2020 S-1 Ra Medical Systems, Inc. N/A Wilson Sonsini Goodrich & Rosati, Professional Corporation, San Diego, Ellenoff Grossman & Schole, LLP, New York, N/A N/A $25,050,000
4/15/2020 S-1 Allstate Life Insurance Co Morgan Stanley & Co. Inc. Angela K. Fontana, Vice President, General Counsel and Secretary of Allstate Life $1 $152,341,977 $152,341,977
4/16/2020 S-1 Bridgeway National Corp. N/A Gutiérrez Bergman Boulris, PLLC, Coral Gables, $.05 100,000,000 $5,000,000
4/16/2020 S-1 Lantern Pharma Inc. ThinkEquity Lewis Brisbois Bisgaard & Smith LLP, Los Angeles, Blank Rome LLP, New York N/A N/A $28,750,000
4/16/2020 S-1 Cemtrex Inc N/A N/A $1.07 1,783,317 $1,908,149.19
4/16/2020 S-1 Intellinetics, Inc. N/A McDonald Carano LLP, Reno, Nevada $3 2,519,490 $7,558,470
4/16/2020 S-1 NutriBand Inc. N/A Michael Paige Law PLLC $12 166,828 $2,001,936
4/20/2020 S-1 Atlas Technical Consultants, Inc. Macquarie Capital Kirkland & Ellis LLP $11.50
$8.70
$11.50
23,750,000
27,780,345
3,750,000
$273,125,000
$241,689,001
$37,500,000
4/20/2020 S-1 Grocery Outlet Holding Corp. Morgan Stanley & Co. LLC and BofA Securities, Inc. Simpson Thacher & Bartlett LLP, Palo Alto, Davis Polk & Wardwell LLP, Menlo Park $33.46 11,500,000 $384,790,000
4/20/2020 S-1 Tradeweb Markets Inc. J.P. Morgan Securities LLC, Barclays Capital Inc., Citigroup Global Markets Inc., Goldman Sachs & Co. LLC and Morgan Stanley & Co. LLC  Fried, Frank, Harris, Shriver & Jacobson LLP, New York, Davis Polk & Wardwell LLP, New York ​$53.75 12,592,500 $676,846,875
4/21/2020 S-1 Parkervision Inc N/A Graubard Miller, New York $0.32 16,809,295 $5,378,974
4/22/2020 S-1 1847 Goedeker Inc. ThinkEquity Bevilacqua PLLC, Washington, DC. Sichenzia Ross Ference LLP, New York N/A N/A $12,218,750
4/23/2020 S-1 B Riley Principal Merger Corp II B. Riley FBR, Inc. Winston & Strawn LLP, New York, Ellenoff Grossman & Schole LLP, New York $10 20,000,000 $200,000,000
4/24/2020 S-1 Docs, Inc. N/A Law Offices of Thomas C. Cook, Ltd. $0.10 2,000,000 $200,000
4/27/2020 S-1 My Size, Inc. N/A  McDermott Will & Emery LLP, New York,  Ellenoff Grossman & Schole LLP, New York N/A N/A $3,000,000
4/28/2020 S-1 Q BioMed Inc. N/A Ortoli Rosenstadt LLP. $2.03 5,000,000 $10,150,000
4/28/2020 S-1 Jaws Acquisition Corp. Credit Suisse Securities (USA) LLC Kirkland & Ellis LLP, New York, Maples and Calder, Skadden, Arps, Slate, Meagher  & Flom LLP, Palo Alto, California $10 40,000,000 $400,000,000
4/28/2020 S-1 Novus Capital Corp EarlyBirdCapital, Inc. Blank Rome LLP, New York, Graubard Miller, New York $10 10,000,000 $100,000,000
4/29/2020 S-1 American Virtual Cloud Techs, Inc EBC Greenberg Traurig, LLP. $1.64 8,189,490 $13,430,763.60
4/29/2020 S-1 CHF Solutions, Inc. N/A Honigman LLP, Kalamazoo, Michigan. $0.42 6,726,506 $2,825,133
4/30/2020 S-1 Applied Energetics, Inc. N/A Masur Griffitts Avidor LLP $0.30 57,827,000 $17,348,100
4/30/2020 S-1 UAS Drone Corp. N/A Sullivan & Worcester LLP, New York $0.374 18,264,448 $6,830,903.41
4/30/2020 S-1 Digirad Corp Maxim Group LLC (“Maxim”) Olshan Frome Wolosky LLP, New York, Loeb & Loeb LLP, New York N/A N/A $5,908,125
4/30/2020 S-1 Aerkomm Inc. Invest Securities SA Sherman & Howard LLC N/A N/A $43,192,000
4/2/2020 1-A Masterworks 009, LLC SDDCO Brokerage Advisors LLC Anthony L.G., PLLC $20 82,500 $1,650,000
4/2/2020 1-A Novo Integrated Sciences, Inc. Dalmore Group, LLC Anthony L.G., PLLC $2 15,000,000 $30,000,000
4/2/2020 1-A BacTech Environmental Corp N/A Andrew Coldicutt, Esq $0.0001 100,000,000 $1,000,000
4/3/2020 1-A Groundfloor Finance Inc. N/A Manatt, Phelps & Phillips, LLP; Robbins Ross Alloy Belinfante Littlefield LLC N/A 526,315 $9,210,512.50
4/6/2020 1-A Masterworks 010, LLC SDDCO Brokerage Advisors LLC Anthony L.G., PLLC $20 38,500 $770,000
4/7/2020 1-A Fast Casual Concepts, Inc. N/A BrannellyLaw PLLC $0.1000 50,000,000 $5,000,000
4/9/2020 1-A Legacy Teak, LLC N/A N/A N/A 160 $6,880
4/10/2020 1-A Cloudastructure, Inc. N/A CrowdCheck Law, LLP / Wilson Sonsini Goodrich & Rosati $1 N/A $50,000,000
4/13/2020 1-A Infinex Ventures Inc N/A N/A $0.1800 N/A $5,000,000
 4/13/2020 1-A SStarTradeTech Inc. N/A Eilers Law Group, P.A. $0.4000 $20,000,000 $50,000,000
4/14/2020 1-A Dragonize Studio’s & Institute, Inc. N/A N/A $1 20,000,000 N/A
4/17/2020 1-A Cytonics Corp N/A Anthony L.G., PLLC $2 9,500,000 $19,000,000
4/16/2020 1-A Starstream Entertainment, Inc. N/A Donnell E. Suares, Esq. $0.0010 300,000,000 $3,000,000
4/17/2020 1-A Masterworks 011, LLC SDDCO Brokerage Advisors LLC Anthony L.G., PLLC $20 49,500 $990,000
4/20/2020 1-A SavvyShares LLC N/A Sheppard, Mullin, Richter & Hampton, LLP $0.2500 200,000,000 $50,000,000
4/24/2020 1-A Hemp Naturals, Inc. N/A N/A $0.9990 N/A $2,000,000
4/24/2020 1-A Masterworks 012, LLC SDDCO Brokerage Advisors LLC Anthony L.G., PLLC $20 60,500 $1,210,000
4/27/2020 1-A Haibo Sym, Inc. N/A Frank J Hariton $1.500 7,000,000 $10,500,000
4/28/2020 1-A Grass Qozf, Inc. N/A Business Legal Advisors, LLC $2 25,000,000 $50,000,000
4/29/2020 1-A LiveWire Ergogenics, Inc. N/A Eilers Law Group, P.A. $0.0150 1,333,333,334 $2,000,000

 

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