|
Date |
Form Type |
Company Name |
Underwriter |
Legal Counsel |
Price |
Shares |
Offering Amount |
|
|
|
|
|
|
|
|
|
|
2/3/2020 |
F-1 |
Clarivate Analytics PLC |
Citigroup Global Markets Inc., Goldman Sachs & Co. LLC |
Vistra USA, LLC |
$20.16 |
20,000,000 |
$558,900,000 |
|
2/3/2020 |
F-1 |
BioNTech SE |
J.P. Morgan Securities LLC, BofA Securities, Inc., SVB Leerink LLC |
BioNTech USA Holding, LLC |
$29.73 |
6,000,000 |
$205,137,000 |
|
2/4/2020 |
F-1 |
Afya Ltd |
BofA Securities, Inc. UBS Securities LLC, Goldman Sachs & Co. LLC, Itau BBA USA Securities, Inc. |
Cogency Global Inc. |
$30.01 |
13,250,000 |
$397,632,500.00 |
|
2/4/2020 |
F-1 |
Greenpower Motor Co Inc. |
N/A |
Clark Wilson LLP |
$0.28315 |
18,299,625 |
$5,181,538.82 |
|
2/18/2020 |
F-1 |
Mereo Biopharma Group plc |
Aspire Capital Fund, LLC |
Mayer Brown LLP |
$0.33 |
89,510,410 |
$29,538,434.64 |
|
2/3/2020 |
S-1 |
Passage BIO, Inc. |
J.P. Morgan Securities LLC, Goldman Sachs & Co. LLC and Cowen and Company, LLC |
Fenwick & West LLP |
$18.00 |
13,800,000 |
$248,400,000 |
|
2/3/2020 |
S-1 |
Fearless Films, Inc. |
N/A |
Leonard E. Neilson, Attorney at Law |
$0.15 |
33,333,334 |
$5,000,000 |
|
2/3/2020 |
S-1 |
Vislink Technologies, Inc. |
A.G.P./Alliance Global Partners |
Sullivan & Worcester LLP and
Gracin & Marlow, LLP |
$0.31 |
40,384,615 |
$12,592,500 |
|
2/4/2020 |
S-1 |
KLDiscovery Inc. |
Cantor Fitzgerald & Co |
Latham & Watkins LLP |
$11.50 |
29,350,000 |
$337,525,000 |
|
2/4/2020 |
S-1 |
RAPT Therapeutics, Inc. |
BMO Capital Markets Corp., Wells Fargo Securities, LLC, UBS Securities LLC and Cantor Fitzgerald & Co |
Cooley LLP |
$43.19
$30.00 |
2,300,000
Addtional shares 575,000 |
$99,337,000
$17,250,000 |
|
2/5/2020 |
S-1 |
LMP Automotive Holdings, Inc. |
ThinkEquity, a division of Fordham Financial Management, Inc |
Pryor Cashman LLP
McGuireWoods LLP |
$43.19 |
1,150,000 |
$52,367,875 |
|
2/5/2020 |
S-1 |
eWELLNESS HEALTHCARE Corp |
N/A |
The Lonergan Law Firm, LLC |
$25.00 |
2,000,000 |
$50,000,000 |
|
2/5/2020 |
S-1 |
hopTo Inc. |
N/A |
Olshan Frome Wolosky LLP |
$0.30 |
8,666,667 |
$2,600,000 |
|
2/6/2020 |
S-1 |
Warner Music Group Corp. |
Morgan Stanley & Co. LLC
Credit Suisse Securities (USA) LLC
Goldman Sachs & Co. LLC |
Debevoise & Plimpton LLP |
N/A |
N/A |
$100,000,000 |
|
2/7/2020 |
S-1 |
SenesTech, Inc. |
H.C. Wainwright & Co., LLC |
Perkins Coie LLP and
Sheppard, Mullin, Richter & Hampton LLP |
N/A |
N/A |
$16,750,000 |
|
2/7/2020 |
S-1 |
MamaMancini’s Holdings, Inc. |
N/A |
The Law Offices of Robert L. B. Diener |
$1.50 |
6,056,777 |
$9,085,166 |
|
2/7/2020 |
S-1 |
CPG Newco LLC |
Barclays Capital Inc., BofA Securities, Inc., Goldman Sachs & Co. LLC and Jefferies LLC |
Sullivan & Cromwell LLP
and
Latham & Watkins LLP |
N/A |
N/A |
$100,000,000 |
|
2/7/2020 |
S-1 |
Obalon Therapeutics Inc |
Lincoln Park Capital Fund, LLC |
Latham & Watkins LLP |
$1.82 |
1,978,280 |
$3,600,469.60 |
|
2/7/2020 |
S-1 |
Vertiv Holdings Co |
Goldman Sachs & Co. LLC |
Skadden, Arps, Slate, Meagher & Flom LLP |
$11.50
$12.39 |
33,533,303
270,238,621 |
$385,632,984.50
$3,348,256,514.19 |
|
2/10/2020 |
S-1 |
Therapeutic Solutions Int’l, Inc. |
N/A |
Hugh D. Kelso III, Esq. |
$0.003 |
167,848,153 |
$500,000.00 |
|
2/11/2020 |
S-1 |
Live Inc |
Self-underwritten |
Daniel H. Luciano, Esq. |
$ 0.11 |
115,500 |
$ 12,705 |
|
2/11/2020 |
S-1 |
Blackout Entertainment Group Inc. |
Rafael A. Jones |
Rafael A. Jones Pro Hac Vice |
$5.00 |
19,999,987 |
$101,000,000 |
|
2/11/2020 |
S-1 |
Flying Eagle Acquisition Corp. |
Goldman Sachs & Co. LLC, |
Winston & Strawn LLP, Ropes & Gray LLP |
$10.00 |
57,500,000 |
$575,000,000 |
|
2/11/2020 |
S-1 |
Pelican Delivers, Inc. |
Self-underwritten |
Westward Law LLC |
$2.00 |
3,900,000 |
$7,800,000 |
|
2/11/20 20 |
S-1 |
Alpha Investment Inc. |
Aegis Capital Corp. |
Gutiérrez Bergman Boulris, PLLC Nelson Mullins Riley & Scarborough LLP |
N/A |
N/A |
$17,250,000 |
|
2/12/2020 |
S-1 |
Integrated Cannabis Solutions Inc |
N/A |
Frederick M. Lehrer, P. A. |
$0.0015 |
4,583,183 |
$7,103.93 |
|
2/12/2020 |
S-1 |
Desert Hawk Gold Corp. |
N/A |
Pearson Butler, PLLC |
$0.40 |
6,060,824 |
$2,424,330 |
|
2/12/2020 |
S-1 |
Edison Nation, Inc. |
N/A |
Waller Lansden Dortch & Davis, LLP |
$2.61 |
2,568,305 |
$6,703,276 |
|
2/13/2020 |
S-1 |
BioCardia, Inc. |
N/A |
Wilson Sonsini Goodrich & Rosati, P.C |
N/A |
N/A |
$10,000,000 |
|
2/14/2020 |
S-1 |
Cole Haan, Inc. |
BofA Securities, Inc. and Morgan Stanley & Co. LLC |
Simpson Thacher & Bartlett LLP, Latham & Watkins LLP |
N/A |
N/A |
$100,000,000 |
|
2/14/2020 |
S-1 |
Equitable Financial Life Insurance Company of America |
N/A |
N/A |
N/A |
N/A |
N/A |
|
2/14/2020 |
S-1 |
Vontier Corp |
Goldman Sachs & Co. LLC |
Skadden, Arps, Slate, Meagher & Flom LLP and Latham & Watkins LLP |
N/A |
N/A |
$100,000,000 |
|
2/14/2020 |
S-1 |
IMARA Inc. |
Morgan Stanley & Co. LLC, Citigroup Global Markets Inc. and SVB Leerink LLC |
Wilmer Cutler Pickering Hale and Dorr LLP, Boston, Cooley LLP, Boston |
$18.00 |
4,450,000 |
$92,115,000 |
|
2/14/2020 |
S-1 |
LifeSci Acquisition Corp. |
Chardan Capital Markets LLC |
Loeb & Loeb LLP, Kirkland & Ellis LLP, |
$10.00 |
5,750,000 |
$57,500,000 |
|
2/18/2020 |
S-1 |
Alpine 4 Technologies Ltd. |
Lincoln Park |
Kirton McConkie, P.C |
$0.0773 |
14,000,000 |
$1,082,200 |
|
2/18/2020 |
S-1 |
Generex Biotechnology Corp |
Oasis Capital, LLC |
Sichenzia Ross Ference LLP |
$0.5555 |
26,806,714 |
$14,891,129 |
|
2/18/2020 |
S-1 |
Freecast, Inc. |
Alexander Capital, L.P. |
Bahnsen Legal Group, PLLC, Cozen O’Connor P.C |
N/A |
N/A |
$18,330,000 |
|
2/18/2020 |
S-1 |
Dynatrace, Inc |
Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and Citigroup Global Markets Inc |
Goodwin Procter LLP and Wilmer Cutler Pickering Hale and Dorr LLP |
$36.01 |
25,000,000 |
$900,250,000 |
|
2/19/2020 |
S-1 |
Accel Entertainment, Inc. |
N/A |
Fenwick & West LLP |
$12.54 |
88,201,543 |
$1,106,047,349 |
|
2/20/2020 |
S-1 |
Wu Ba Superior Prods Holding… Inc |
N/A |
Crone Law Group, P.C. |
$1.26 |
33,333,000 |
$41,999,580 |
|
2/21/2020 |
S-1 |
SelectQuote, Inc. |
Credit Suisse Securities (USA) LLC and Morgan Stanley & Co. LLC |
Wachtell, Lipton, Rosen & Katz, Sidley Austin LLP |
N/A |
N/A |
$100,000,000 |
|
2/21/2020 |
S-1 |
Goldenwell Biotech, Inc. |
Self-underwritten |
N/A |
$0.05 |
1,600,000 |
$80,000 |
|
2/21/2020 |
S-1 |
Investview, Inc. |
N/A |
The Lonergan Law Firm, LLC, Lawrence R. Lonergan, Esq |
$25.00 |
2,000,000 |
$50,000,000 |
|
2/21/2020 |
S-1 |
Inari Medical, Inc. |
BofA Securities, Inc. and Morgan Stanley & Co. LLC |
Latham & Watkins LLP. and Shearman & Sterling LLP, |
N/A |
N/A |
$100,000,000 |
|
2/21/2020 |
S-1 |
Invivo Therapeutics Holdings Corp |
N/A |
Ballard Spahr LLP,Wilmer Cutler Pickering Hale and Dorr LLP,Ellenoff Grossman & Schole LLP |
N/A |
N/A |
$16,650,000 |
|
2/21/2020 |
S-1 |
DFP Healthcare Acquisitions Corp. |
Deutsche Bank Securities Inc. |
Winston & Strawn LLP, New York, New York and Kirkland & Ellis LLP |
$10.00 |
20,000,000 |
$200,000,000 |
|
2/25/2020 |
S-1 |
Edesa Biotech, Inc. |
N/A |
Fasken Martineau DuMoulin, LLP and Stubbs Alderton & Markiles, LLP, |
$4.80
$4.00
$3.20
$3.58 |
1,016,036
677,358
12,364
1,897,030 |
$4,876,972.80
$2,709,432.00
$39,564.80
$6,791,367.40 |
|
2/25/2020 |
S-1 |
GigCapital3, Inc. |
Nomura Securities International, Inc. and Oppenheimer & Co. Inc. |
Crowell & Moring LLP, San Francisco, California. Sidley Austin LLP, New York, New York, |
$10 |
20,000,000 |
$200,000,000 |
|
2/26/2020 |
S-1 |
ARCA biopharma, Inc. |
JonesTrading Institutional Services LLC, or JonesTrading |
Cooley LLP, Broomfield, Colorado and Duane Morris LLP, New York |
N/A |
N/A |
$15,000,000 |
|
2/27/2020 |
S-1 |
ZoomInfo Technologies Inc. |
J.P. Morgan Securities LLC and Morgan Stanley & Co. LLC |
Simpson Thacher & Bartlett LLP, |
N/A |
N/A |
$500,000,000 |
|
2/27/2020 |
S-1 |
Hub Deals Corp. |
Self-underwritten |
William Drury |
$0.25 |
4,000,000 |
$1,000,000 |
|
2/11/2020 |
1-A |
Bioquest Corp |
N/A |
Andrew Coldicutt, Esq. |
$ 2 |
500,000 |
$1,000,000 |
|
2/12/2020 |
1-A |
Weed, Inc. |
N/A |
Law Offices of Craig V. Butler |
N/A |
40,000,000 |
$40,000,000 |
|
2/13/2020 |
1-A |
Ani Capital Partners, Inc |
N/A |
Brunson Chandler & Jones, PLLC |
$ 2 |
4,000,000 |
N/A |
|
2/13/2020 |
1-A |
MjLink.com, Inc. |
N/A |
N/A |
$2.5 |
8,000,000 |
$50,000,000 |
|
2/14/2020 |
1-A |
Quadrant Biosciences Inc |
North Capital Private Securities Corporation |
CrowdCheck |
$3.00 |
5,000,000 |
$15,000,000 |
|
2/18/2020 |
1-A |
Emerald Health Bioceuticals Inc. |
N/A |
Greenberg Traurig |
$ 5.00 |
10,000,000 |
$ 50,000,000 |
|
2/18/2020 |
1-A |
Own Our Own Fund I, LLC |
N/A |
Trowbridge Sidoti |
$1,000 |
50,000 |
$50,000,000 |
|
2/20/2020 |
1-A |
Hylete, Inc. |
StartEngine, LLC. |
CrowdCheck Law LLP |
$1 |
12,000,000 |
$12,000,000 |
|
2/25/2020 |
1-A |
Masterworks 006, LLC |
SDDCO Brokerage Advisors LLC |
Anthony L.G., PLLC |
$20 |
284,420 |
$5,688,400 |
|
2/26/2020 |
1-A |
Masterworks 007, LLC |
SDDCO Brokerage Advisors LLC |
Anthony L.G., PLLC |
$20 |
107200 |
$2,144,000 |
|
2/26/2020 |
1-A |
Fundrise Growth Ereit VII, LLC |
N/A |
Goodwin Procter LLP |
$10 |
5,000,000 |
$50,000,000 |
|
2/26/2020 |
1-A |
Fundrise Balanced Ereit II, LLC |
N/A |
Goodwin Procter LLP |
$ 10 |
5,000,000 |
$50,000,000 |
|
2/26/2020 |
1-A |
Elegance Brands, Inc. |
N/A |
Trowbridge Sidoti LLP |
$0.5000 |
57,000,000 |
$49,875,000 |
|
2/27/2020 |
1-A |
Masterworks 008, LLC |
SDDCO Brokerage Advisors LLC |
Anthony L.G., PLLC |
$20 |
64,245 |
$1,284,900 |