Financing/IPO Transactions – February 2020

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EDT

The financing and Initial Public Offering transactions for the month of February 2020 are posted below.  These transactions were filed as S-1, F-1, and 1-A filings. To learn more about our IPO services, contact us.

Date Form Type Company Name Underwriter Legal Counsel Price Shares Offering Amount
2/3/2020 F-1 Clarivate Analytics PLC Citigroup Global Markets Inc., Goldman Sachs & Co. LLC Vistra USA, LLC $20.16 20,000,000 $558,900,000
2/3/2020 F-1 BioNTech SE J.P. Morgan Securities LLC, BofA Securities, Inc., SVB Leerink LLC BioNTech USA Holding, LLC $29.73 6,000,000 $205,137,000
2/4/2020 F-1 Afya Ltd BofA Securities, Inc. UBS Securities LLC, Goldman Sachs & Co. LLC, Itau BBA USA Securities, Inc. Cogency Global Inc. $30.01 13,250,000 $397,632,500.00
2/4/2020 F-1 Greenpower Motor Co Inc. N/A Clark Wilson LLP $0.28315 18,299,625 $5,181,538.82
2/18/2020 F-1 Mereo Biopharma Group plc Aspire Capital Fund, LLC Mayer Brown LLP $0.33 89,510,410 $29,538,434.64
2/3/2020 S-1 Passage BIO, Inc. J.P. Morgan Securities LLC, Goldman Sachs & Co. LLC and Cowen and Company, LLC Fenwick & West LLP $18.00 13,800,000 $248,400,000
2/3/2020 S-1 Fearless Films, Inc. N/A Leonard E. Neilson, Attorney at Law $0.15 33,333,334 $5,000,000
2/3/2020 S-1 Vislink Technologies, Inc. A.G.P./Alliance Global Partners Sullivan & Worcester LLP and
Gracin & Marlow, LLP
$0.31 40,384,615 $12,592,500
2/4/2020 S-1 KLDiscovery Inc. Cantor Fitzgerald & Co Latham & Watkins LLP $11.50 29,350,000 $337,525,000
2/4/2020 S-1 RAPT Therapeutics, Inc. BMO Capital Markets Corp., Wells Fargo Securities, LLC, UBS Securities LLC and Cantor Fitzgerald & Co Cooley LLP $43.19
$30.00
2,300,000
Addtional shares 575,000
$99,337,000
$17,250,000
2/5/2020 S-1 LMP Automotive Holdings, Inc. ThinkEquity, a division of Fordham Financial Management, Inc Pryor Cashman LLP
McGuireWoods LLP
$43.19 1,150,000 $52,367,875
2/5/2020 S-1 eWELLNESS HEALTHCARE Corp N/A The Lonergan Law Firm, LLC $25.00 2,000,000 $50,000,000
2/5/2020 S-1 hopTo Inc. N/A Olshan Frome Wolosky LLP $0.30 8,666,667 $2,600,000
2/6/2020 S-1 Warner Music Group Corp. Morgan Stanley & Co. LLC
Credit Suisse Securities (USA) LLC
Goldman Sachs & Co. LLC
Debevoise & Plimpton LLP N/A N/A $100,000,000
2/7/2020 S-1 SenesTech, Inc. H.C. Wainwright & Co., LLC Perkins Coie LLP and
Sheppard, Mullin, Richter & Hampton LLP
N/A N/A $16,750,000
2/7/2020 S-1 MamaMancini’s Holdings, Inc. N/A The Law Offices of Robert L. B. Diener $1.50 6,056,777 $9,085,166
2/7/2020 S-1 CPG Newco LLC Barclays Capital Inc., BofA Securities, Inc., Goldman Sachs & Co. LLC and Jefferies LLC Sullivan & Cromwell LLP
and
Latham & Watkins LLP
N/A N/A $100,000,000
2/7/2020 S-1 Obalon Therapeutics Inc Lincoln Park Capital Fund, LLC Latham & Watkins LLP $1.82 1,978,280 $3,600,469.60
2/7/2020 S-1 Vertiv Holdings Co Goldman Sachs & Co. LLC Skadden, Arps, Slate, Meagher & Flom LLP $11.50
$12.39
33,533,303
270,238,621
$385,632,984.50
$3,348,256,514.19
2/10/2020 S-1 Therapeutic Solutions Int’l, Inc. N/A Hugh D. Kelso III, Esq. $0.003 167,848,153 $500,000.00
2/11/2020 S-1 Live Inc Self-underwritten Daniel H. Luciano, Esq. $ 0.11 115,500 $ 12,705
2/11/2020 S-1 Blackout Entertainment Group Inc. Rafael A. Jones Rafael A. Jones Pro Hac Vice $5.00 19,999,987 $101,000,000
2/11/2020 S-1 Flying Eagle Acquisition Corp. Goldman Sachs & Co. LLC, Winston & Strawn LLP, Ropes & Gray LLP $10.00 57,500,000 $575,000,000
2/11/2020 S-1 Pelican Delivers, Inc. Self-underwritten Westward Law LLC $2.00 3,900,000 $7,800,000
2/11/20 20 S-1 Alpha Investment Inc. Aegis Capital Corp. Gutiérrez Bergman Boulris, PLLC Nelson Mullins Riley & Scarborough LLP N/A N/A $17,250,000
2/12/2020 S-1 Integrated Cannabis Solutions Inc N/A Frederick M. Lehrer, P. A. $0.0015 4,583,183 $7,103.93
2/12/2020 S-1 Desert Hawk Gold Corp. N/A Pearson Butler, PLLC $0.40 6,060,824 $2,424,330
2/12/2020 S-1 Edison Nation, Inc. N/A Waller Lansden Dortch & Davis, LLP $2.61 2,568,305 $6,703,276
2/13/2020 S-1 BioCardia, Inc. N/A Wilson Sonsini Goodrich & Rosati, P.C N/A N/A $10,000,000
2/14/2020 S-1 Cole Haan, Inc. BofA Securities, Inc. and Morgan Stanley & Co. LLC Simpson Thacher & Bartlett LLP, Latham & Watkins LLP N/A N/A $100,000,000
2/14/2020 S-1 Equitable Financial Life Insurance Company of America N/A N/A N/A N/A N/A
2/14/2020 S-1 Vontier Corp Goldman Sachs & Co. LLC Skadden, Arps, Slate, Meagher & Flom LLP and Latham & Watkins LLP N/A N/A $100,000,000
2/14/2020 S-1 IMARA Inc. Morgan Stanley & Co. LLC, Citigroup Global Markets Inc. and SVB Leerink LLC Wilmer Cutler Pickering Hale and Dorr LLP, Boston, Cooley LLP, Boston $18.00 4,450,000   $92,115,000
2/14/2020 S-1 LifeSci Acquisition Corp. Chardan Capital Markets LLC Loeb & Loeb LLP, Kirkland & Ellis LLP, $10.00 5,750,000 $57,500,000
2/18/2020 S-1 Alpine 4 Technologies Ltd. Lincoln Park Kirton McConkie, P.C $0.0773 14,000,000 $1,082,200
2/18/2020 S-1 Generex Biotechnology Corp Oasis Capital, LLC Sichenzia Ross Ference LLP $0.5555 26,806,714 $14,891,129
2/18/2020 S-1 Freecast, Inc. Alexander Capital, L.P. Bahnsen Legal Group, PLLC, Cozen O’Connor P.C N/A N/A $18,330,000
2/18/2020 S-1 Dynatrace, Inc Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC and Citigroup Global Markets Inc Goodwin Procter LLP and Wilmer Cutler Pickering Hale and Dorr LLP $36.01 25,000,000 $900,250,000
2/19/2020 S-1 Accel Entertainment, Inc. N/A Fenwick & West LLP $12.54 88,201,543 $1,106,047,349
2/20/2020 S-1 Wu Ba Superior Prods Holding… Inc N/A Crone Law Group, P.C. $1.26 33,333,000 $41,999,580
2/21/2020 S-1 SelectQuote, Inc. Credit Suisse Securities (USA) LLC and Morgan Stanley & Co. LLC Wachtell, Lipton, Rosen & Katz, Sidley Austin LLP N/A N/A $100,000,000
2/21/2020 S-1 Goldenwell Biotech, Inc. Self-underwritten N/A $0.05 1,600,000  $80,000
2/21/2020 S-1 Investview, Inc. N/A The Lonergan Law Firm, LLC, Lawrence R. Lonergan, Esq $25.00 2,000,000 $50,000,000
2/21/2020 S-1 Inari Medical, Inc. BofA Securities, Inc. and Morgan Stanley & Co. LLC Latham & Watkins LLP. and Shearman & Sterling LLP, N/A N/A $100,000,000
2/21/2020 S-1 Invivo Therapeutics Holdings Corp N/A Ballard Spahr LLP,Wilmer Cutler Pickering Hale and Dorr LLP,Ellenoff Grossman & Schole LLP N/A N/A $16,650,000
2/21/2020 S-1 DFP Healthcare Acquisitions Corp. Deutsche Bank Securities Inc. Winston & Strawn LLP, New York, New York and Kirkland & Ellis LLP $10.00 20,000,000 $200,000,000
2/25/2020 S-1 Edesa Biotech, Inc. N/A Fasken Martineau DuMoulin, LLP and Stubbs Alderton & Markiles, LLP, $4.80
$4.00
$3.20
$3.58
1,016,036
677,358
12,364
1,897,030
$4,876,972.80
$2,709,432.00
$39,564.80
$6,791,367.40
2/25/2020 S-1 GigCapital3, Inc. Nomura Securities International, Inc. and Oppenheimer & Co. Inc. Crowell & Moring LLP, San Francisco, California. Sidley Austin LLP, New York, New York, $10 20,000,000 $200,000,000
2/26/2020 S-1 ARCA biopharma, Inc. JonesTrading Institutional Services LLC, or JonesTrading Cooley LLP, Broomfield, Colorado and Duane Morris LLP, New York N/A N/A   $15,000,000
2/27/2020 S-1 ZoomInfo Technologies Inc. J.P. Morgan Securities LLC and Morgan Stanley & Co. LLC Simpson Thacher & Bartlett LLP, N/A N/A $500,000,000
2/27/2020 S-1 Hub Deals Corp. Self-underwritten William Drury $0.25 4,000,000 $1,000,000
2/11/2020 1-A Bioquest Corp N/A Andrew Coldicutt, Esq. $ 2 500,000 $1,000,000
2/12/2020 1-A Weed, Inc. N/A Law Offices of Craig V. Butler N/A 40,000,000 $40,000,000
2/13/2020 1-A Ani Capital Partners, Inc N/A Brunson Chandler & Jones, PLLC $ 2 4,000,000 N/A
2/13/2020 1-A MjLink.com, Inc. N/A N/A $2.5 8,000,000 $50,000,000
2/14/2020 1-A Quadrant Biosciences Inc North Capital Private Securities Corporation CrowdCheck $3.00 5,000,000 $15,000,000
2/18/2020 1-A Emerald Health Bioceuticals Inc. N/A Greenberg Traurig $ 5.00 10,000,000 $ 50,000,000
2/18/2020 1-A Own Our Own Fund I, LLC N/A Trowbridge Sidoti $1,000 50,000 $50,000,000
2/20/2020 1-A Hylete, Inc. StartEngine, LLC. CrowdCheck Law LLP $1 12,000,000 $12,000,000
2/25/2020 1-A Masterworks 006, LLC SDDCO Brokerage Advisors LLC Anthony L.G., PLLC $20 284,420 $5,688,400
2/26/2020 1-A Masterworks 007, LLC SDDCO Brokerage Advisors LLC Anthony L.G., PLLC $20 107200 $2,144,000
2/26/2020 1-A Fundrise Growth Ereit VII, LLC N/A Goodwin Procter LLP $10 5,000,000 $50,000,000
2/26/2020 1-A Fundrise Balanced Ereit II, LLC N/A Goodwin Procter LLP $ 10 5,000,000 $50,000,000
2/26/2020 1-A Elegance Brands, Inc. N/A Trowbridge Sidoti LLP $0.5000 57,000,000 $49,875,000
2/27/2020 1-A Masterworks 008, LLC SDDCO Brokerage Advisors LLC Anthony L.G., PLLC $20 64,245 $1,284,900

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