Financing/IPO Transactions – January 2020

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The financing and Initial Public Offering transactions for the month of January 2020 are posted below.  These transactions were filed as S-1, F-1, and 1-A filings. To learn more about our IPO services, contact us.

Date Form Type Company Name Underwriter Legal Counsel Price Shares Offering Amount
1/15/2020 F-1 Atotech Ltd N/A Latham & Watkins LLP $0.10 1,000,000,000 $100,000,000
1/17/2020 F-1 Jiana Science & Technology Co., Ltd. N/A Rbsm LLP N/A N/A $10,000,000
1/21/2020 F-1 Goxus, Inc N/A Hunter Taubman Fischer & Li LLC $10.00 1,725,000 $17,250,000
1/10/2020 S-1 Casper Sleep Inc. Morgan Stanley & Co. LLC Latham & Watkins LLP N/A N/A $100,000,000
1/10/2020 S-1 Freedom Internet Group Inc. No Broker Meraki Partners, LLC $6.00 300,000 $1,800,000
1/10/2020 S-1 Schrodinger, Inc. Morgan Stanley & Co. LLC Wilmer Cutler Pickering Hale and Dorr LLP N/A N/A $100,000,000
1/13/2020 S-1 She Beverage Company, Inc. No Broker EAD Law Group, LLC $15.00 10,000,000 $150,000,000
1/14/2020 S-1 United States Gold & Treasury Investment Trust FCM Wilshire Phoenix Funds $25.00 40,000 $1,000,000
1/16/2020 S-1 East Stone Acquisition Corp N/A Ellenoff Grossman & Schole LLP $10.00 11,500,000 $115,000,000
1/16/2020 S-1 Yichunfeng (China) Biohealth Ltd Yuanhang Chen V FINANCIAL GROUP, INC. $1.00 8,814,263 $8,814,263
1/17/2020 S-1 Fathom Holdings Inc. Roth Capital Partners, LLC Wyrick Robbins Yates & Ponton LLP N/A N/A $11,500,000
1/17/2020 S-1 Revolution Medicines, Inc. J.P. MORGAN SECURITIES LLC Latham & Watkins LLP N/A N/A $100,000,000
1/21/2020 S-1 UTXO Acquisition Inc. Univest Securities, LLC Hunter Taubman Fischer & Li LLC $10.00 5,750,000 $57,500,000
1/22/2020 S-1 CITIC Capital Acquisition Corp. CREDIT SUISSE SECURITIES (USA) LLC Henri Arif $10.00 23,000,000 $230,000,000
1/28/2020 S-1 Carriage House Event Center, Inc. No Broker William B. Barnett, Esq. $0.10 1,000,000 $100,000
1/29/2020 S-1 Churchill Capital Corp III Citigroup Global Markets Inc. Paul, Weiss, Rifkind, Wharton & Garrison LLP $10.00 69,000,000 $690,000,000
1/31/2020 S-1 dMY Technology Group, Inc. Goldman Sachs & Co. LLC Winston & Strawn LLP N/A N/A $230,000,000
1/9/2020 1-A Amarantus Bioscience Holdings Inc No Broker Eilers Law Group, P.A. $1.00 20,000,000 $20,000,000
1/10/2020 1-A Gme Innotainment, Inc. No Broker Andrew Coldicutt, Esq N/A N/A $3,000,000
1/10/2020 1-A Fundrise Real Estate Investment Trust, LLC No Broker Goodwin Procter LLP $10.00 1,322,729 $13,227,289
1/21/2020 1-A Originclear, Inc. Dalmore Group, LLC Sichenzia Ross Ference LLP $25.00 765,800 $19,145,000
1/27/2020 1-A Cardone Equity Fund IX, LLC No Broker Trowbridge LLP N/A N/A $50,000,000
1/27/2020 1-A Telco Cuba, Inc. No Broker LAW OFFICES OF HAROLD H. MARTIN, P.A. $0.10 40,000,000 $4,000,000
1/28/2020 1-A Greater States Sports Authority, Inc. No Broker N/A N/A N/A $14,000,000
1/28/2020 1-A Zicix Corp No Broker John E. Lux, Esq. $0.03 100,000,000 $3,000,000
1/29/2020 1-A Acacia Diversified Holdings, Inc. No Broker LAW OFFICE OF CLIFFORD J. HUNT, P.A. N/A N/A $3,000,000
1/30/2020 1-A LB 1 LLC No Broker Wallace A. Glausi N/A N/A $50,000,000
1/31/2020 1-A Dragonize Studio’s & Institute, Inc. No Broker N/A $0.50 24,000,000 $12,000,000
1/31/2020 1-A Rise Companies Corp No Broker Goodwin Procter LLP $8.87 2,598,884 $23,052,101

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