Financing/IPO Transactions – January 2020
2 Min Read
The financing and Initial Public Offering transactions for the month of January 2020 are posted below. These transactions were filed as S-1, F-1, and 1-A filings. To learn more about our IPO services, contact us.
| Date | Form Type | Company Name | Underwriter | Legal Counsel | Price | Shares | Offering Amount |
| 1/15/2020 | F-1 | Atotech Ltd | N/A | Latham & Watkins LLP | $0.10 | 1,000,000,000 | $100,000,000 |
| 1/17/2020 | F-1 | Jiana Science & Technology Co., Ltd. | N/A | Rbsm LLP | N/A | N/A | $10,000,000 |
| 1/21/2020 | F-1 | Goxus, Inc | N/A | Hunter Taubman Fischer & Li LLC | $10.00 | 1,725,000 | $17,250,000 |
| 1/10/2020 | S-1 | Casper Sleep Inc. | Morgan Stanley & Co. LLC | Latham & Watkins LLP | N/A | N/A | $100,000,000 |
| 1/10/2020 | S-1 | Freedom Internet Group Inc. | No Broker | Meraki Partners, LLC | $6.00 | 300,000 | $1,800,000 |
| 1/10/2020 | S-1 | Schrodinger, Inc. | Morgan Stanley & Co. LLC | Wilmer Cutler Pickering Hale and Dorr LLP | N/A | N/A | $100,000,000 |
| 1/13/2020 | S-1 | She Beverage Company, Inc. | No Broker | EAD Law Group, LLC | $15.00 | 10,000,000 | $150,000,000 |
| 1/14/2020 | S-1 | United States Gold & Treasury Investment Trust | FCM | Wilshire Phoenix Funds | $25.00 | 40,000 | $1,000,000 |
| 1/16/2020 | S-1 | East Stone Acquisition Corp | N/A | Ellenoff Grossman & Schole LLP | $10.00 | 11,500,000 | $115,000,000 |
| 1/16/2020 | S-1 | Yichunfeng (China) Biohealth Ltd | Yuanhang Chen | V FINANCIAL GROUP, INC. | $1.00 | 8,814,263 | $8,814,263 |
| 1/17/2020 | S-1 | Fathom Holdings Inc. | Roth Capital Partners, LLC | Wyrick Robbins Yates & Ponton LLP | N/A | N/A | $11,500,000 |
| 1/17/2020 | S-1 | Revolution Medicines, Inc. | J.P. MORGAN SECURITIES LLC | Latham & Watkins LLP | N/A | N/A | $100,000,000 |
| 1/21/2020 | S-1 | UTXO Acquisition Inc. | Univest Securities, LLC | Hunter Taubman Fischer & Li LLC | $10.00 | 5,750,000 | $57,500,000 |
| 1/22/2020 | S-1 | CITIC Capital Acquisition Corp. | CREDIT SUISSE SECURITIES (USA) LLC | Henri Arif | $10.00 | 23,000,000 | $230,000,000 |
| 1/28/2020 | S-1 | Carriage House Event Center, Inc. | No Broker | William B. Barnett, Esq. | $0.10 | 1,000,000 | $100,000 |
| 1/29/2020 | S-1 | Churchill Capital Corp III | Citigroup Global Markets Inc. | Paul, Weiss, Rifkind, Wharton & Garrison LLP | $10.00 | 69,000,000 | $690,000,000 |
| 1/31/2020 | S-1 | dMY Technology Group, Inc. | Goldman Sachs & Co. LLC | Winston & Strawn LLP | N/A | N/A | $230,000,000 |
| 1/9/2020 | 1-A | Amarantus Bioscience Holdings Inc | No Broker | Eilers Law Group, P.A. | $1.00 | 20,000,000 | $20,000,000 |
| 1/10/2020 | 1-A | Gme Innotainment, Inc. | No Broker | Andrew Coldicutt, Esq | N/A | N/A | $3,000,000 |
| 1/10/2020 | 1-A | Fundrise Real Estate Investment Trust, LLC | No Broker | Goodwin Procter LLP | $10.00 | 1,322,729 | $13,227,289 |
| 1/21/2020 | 1-A | Originclear, Inc. | Dalmore Group, LLC | Sichenzia Ross Ference LLP | $25.00 | 765,800 | $19,145,000 |
| 1/27/2020 | 1-A | Cardone Equity Fund IX, LLC | No Broker | Trowbridge LLP | N/A | N/A | $50,000,000 |
| 1/27/2020 | 1-A | Telco Cuba, Inc. | No Broker | LAW OFFICES OF HAROLD H. MARTIN, P.A. | $0.10 | 40,000,000 | $4,000,000 |
| 1/28/2020 | 1-A | Greater States Sports Authority, Inc. | No Broker | N/A | N/A | N/A | $14,000,000 |
| 1/28/2020 | 1-A | Zicix Corp | No Broker | John E. Lux, Esq. | $0.03 | 100,000,000 | $3,000,000 |
| 1/29/2020 | 1-A | Acacia Diversified Holdings, Inc. | No Broker | LAW OFFICE OF CLIFFORD J. HUNT, P.A. | N/A | N/A | $3,000,000 |
| 1/30/2020 | 1-A | LB 1 LLC | No Broker | Wallace A. Glausi | N/A | N/A | $50,000,000 |
| 1/31/2020 | 1-A | Dragonize Studio’s & Institute, Inc. | No Broker | N/A | $0.50 | 24,000,000 | $12,000,000 |
| 1/31/2020 | 1-A | Rise Companies Corp | No Broker | Goodwin Procter LLP | $8.87 | 2,598,884 | $23,052,101 |
Categories: