Financing/IPO Transactions – June 2020

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EDT

The financing and Initial Public Offering transactions for the month of June 2020 are posted below. These transactions were filed as S-1, F-1, and 1-A filings. To learn more about our IPO services, contact us.

Date Form
Type
Company Name Underwriter Legal Counsel Price Shares Offering Amount
6/1/2020 F-1 Titan Medical Inc N/A Borden Ladner Gervais LLP, Toronto $0.3002
$0.45335
2,757,252
386,015
$827,727.05
$174,999.90
6/1/2020 F-1 Vascular Biogenics Ltd. N/A Horn & Co. Law Offices, Tel Aviv, Goodwin Procter LLP, New York $1.15 11,492,065 $13,215,874.75
6/2/2020 F-1 DoubleDown Interactive Co., Ltd. J.P. Morgan Securities LLC and BofA Securities, Inc. Greenberg Traurig, LLP, Los Angeles, Simpson Thacher & Bartlett LLP, Hong Kong, Kim & Chang, Seoul, Bae Kim & Lee LLC, Seoul N/A N/A $100,000,000
6/4/2020 F-1 Quhuo Ltd Roth Capital Partners, LLC and Valuable Capital Limited Wilson Sonsini Goodrich & Rosati, Professional Corporation, Latham & Watkins LLP, Maples and Calder (Hong Kong) LLP, Tian Yuan Law Firm. N/A N/A $35,000,000
6/5/2020 F-1 Agora, Inc. Morgan Stanley & Co. LLC and BofA Securities, Inc. Wilson Sonsini Goodrich & Rosati, Professional Corporation, Simpson Thacher & Bartlett LLP, Maples and Calder (Hong Kong) LLP N/A N/A $100,000,000
6/5/2020 F-1 PolyPid Ltd. Barclays Capital Inc. Sullivan & Worcester Israel (Har-Even & Co.), Tel Aviv, Cooley LLP, New York, Yigal Arnon & Co., Tel Aviv, Latham & Watkins LLP N/A N/A $57,500,000
6/5/2020 F-1 Castor Maritime Inc. Maxim Group LLC Seward & Kissel LLP, New York, Ellenoff Grossman & Schole LLP, New York N/A N/A $5,750,000
6/8/2020 F-1 Aeterna Zentaris Inc. N/A Stikeman Elliott LLP $1.185 6,177,174 $7,319,952
6/12/2020 F-1 Car House Holding Co., Ltd. Network 1 Financial Securities, Inc. Ellenoff Grossman& Schole LLP, Maples and Calder, VCL Law LLP N/A N/A $37,191,000
6/16/2020 F-1 BlueCity Holdings Ltd AMTD Global Markets Limited, CLSA Limited, Loop Capital Markets LLC and Tiger Brokers (NZ) Limited Skadden, Arps, Slate, Meagher & Flom LLP. Simpson Thacher & Bartlett LLP, Conyers Dill & Pearman N/A N/A $50,000,000
6/17/2020 F-1 ALE Group Holding Ltd N/A Hunter Taubman Fischer & Li LLC, uantao & Chow Solicitors & Notaries N/A N/A $5,000,000
6/18/2020 F-1 Aeterna Zentaris Inc. N/A Stikeman Elliott LLP, Toronto, Lowenstein Sandler LLP, New York, Haynes and Boone LLP, New York N/A N/A $37,050,000
6/19/2020 F-1 Inventiva S.A. Jefferies LLC, Stifel, Nicolaus & Company, Incorporated and Guggenheim Securities, LLC Cooley LLP, New York, Gide Loyrette Nouel A.A.R.P.I, Davis Polk & Wardwell LLP N/A N/A $90,000,000
6/22/2020 F-1 Stealth BioTherapeutics Corp Lincoln Park Wilmer Cutler Pickering Hale and Dorr LLP, Boston, Walkers, George Town $0.16542 117,915,852 $19,505,640.24
6/23/2020 F-1 Amryt Pharma plc N/A Gibson, Dunn & Crutcher UK LLP and Gibson, Dunn & Crutcher LLP $1.8765 162,876,633 $305,638,002
6/24/2020 F-1 Renalytix AI plc J.P. Morgan Securities LLC and Stifel, Nicolaus & Company, Incorporated Cooley (UK) LLP, Cooley LLP, Goodwin Procter LLP, Goodwin Procter (UK) LLP N/A N/A $86,250,000
6/26/2020 F-1 BioLineRx Ltd. N/A McDermott Will & Emery LLP, New York, Yigal Arnon & Co., Jerusalem $0.114 120,537,030 $13,741,221.42
6/29/2020 F-1 XP Inc.  XP Investimentos Corretora de Câmbio, Títulos e Valores Mobiliários S.A.,* Morgan Stanley & Co. LLC, Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC Davis Polk & Wardwell LLP, Skadden, Arps, Slate, Meagher & Flom LLP, Maples and Calder, Barbosa Müssnich & Aragão Advogados $45.05 22,465,733 $1,012,081,271.65
6/30/2020 F-1 Painreform Ltd. Maxim Group LLC and Joseph Gunnar & Co. LLC Doron Tikotzky Kantor Gutman Nass & Amit Gross, Bnei Brak, Israel, Carter Ledyard& Milburn LLP, New York, Ellenoff Grossman & Schole LLP, New York N/A N/A $25,000,000
6/1/2020 S-1 Trebia Acquisition Corp. Credit Suisse Securities (USA) LLC and BofA Securities, Inc Weil, Gotshal & Manges LLP, New York, Maples and Calder, Davis Polk & Wardwell LLP $10 37,500,000 $375,000,000
6/1/2020 S-1 Dynatrace, Inc. Goldman Sachs & Co. LLC and J.P. Morgan Securities LLC Goodwin Procter LLP, Boston, Wilmer Cutler Pickering Hale and Dorr LLP, Boston $37.48 28,750,000 $1,077,550,000
6/1/2020 S-1 CLARIVATE Plc Citigroup Global Markets Inc. and Goldman Sachs & Co. LLC Davis Polk & Wardwell LLP, New York, Fried, Frank, Harris, Shriver & Jacobson LLP, Ogier (Jersey) LLP, St. Helier, Jersey $22.28 46,000,000 $1,024,880,000
6/1/2020 S-1 Westwater Resources, Inc. Lincoln Park Hogan Lovells US LLP, Denver $2.245 1,971,000 $4,424,895
6/2/2020 S-1 Transphorm, Inc. N/A Wilson Sonsini Goodrich & Rosati Professional Corporation, Palo Alto $4 38,227,152 $152,908,608
6/2/2020 S-1 Sonim Technologies Inc Oppenheimer & Co. and Lake Street Cooley LLP, Palo Alto, Goodwin Procter LLP, Redwood City N/A N/A $23,000,000
6/2/2020 S-1 QMIS TBS Capital Group Corp. N/A Kirton McConkie, P.C., Salt Lake City $0.001 68,021,138 $68,021
6/2/2020 S-1 Kraig Biocraft Laboratories, Inc Maxim Group LLC Hathaway & Kunz, LLP, Cheyenne, Hunter Taubman Fischer & Li LLC, New York, Ellenoff Grossman & Schole LLP N/A N/A $24,012,000
6/3/2020 S-1 Navidea Biopharmaceuticals, Inc. N/A Thompson Hine LLP $2.54 4,586,790 $11,650,446.60
6/3/2020 S-1 Biolase, Inc N/A Loeb & Loeb LLP, New York, Ellenoff Grossman & Schole LLP, New York N/A N/A $30,000,000
6/3/2020 S-1 Lexaria Bioscience Corp. N/A Sichenzia Ross Ference LLP, New York N/A 22,514,337 $6,529,157.73
6/5/2020 S-1 Father Time, Inc. N/A N/A $1 3,000,000 $3,000,000
6/5/2020 S-1 Fusion Pharmaceuticals Inc. Morgan Stanley & Co. LLC, Jefferies LLC and Cowen and Company, LLC Goodwin Procter LLP, Boston, Osler, Hoskin & Harcourt LLP, Toronto, Latham & Watkins LLP, Boston N/A N/A $100,000,000
6/5/2020 S-1 Achieve Life Sciences, Inc. N/A Fenwick & West LLP, Seattle $0.4275 10,332,801 $4,417,789
6/5/2020 S-1 Intec Pharma Ltd. N/A McDermott Will & Emery LLP, New York, Meitar | Law Offices, Ramat Gan $0.3655 8,145,976 $2,985,500.20
6/5/2020 S-1 Cannabis Global, Inc. Arman Tabatabaei Mailander Law Office, Inc. $0.49 8,249,103 $4,042,060.47
6/5/2020 S-1 Citius Pharmaceuticals, Inc. N/A Wyrick Robbins Yates & Ponton, LLP, Raleigh, North Carolina $1
$1.3281
3,529,412
494,118
$3,529,412
$656,238.12
6/5/2020 S-1 Akouos, Inc. BofA Securities, Inc., Cowen and Company, LLC, and Piper Sandler & Co. Wilmer Cutler Pickering Hale and Dorr LLP, Boston, Massachusetts. Cooley LLP, Boston, Massachusetts N/A N/A $100,000,000
6/5/2020 S-1 HireQuest, Inc. N/A Hill, Ward & Henderson, P.A., Tampa $6.15 9,939,668 $61,128,958
6/5/2020 S-1 ArcherDX, Inc. J.P. Morgan Securities LLC and BofA Securities, Inc. Cooley LLP, Broomfield, Colorado, Davis Polk & Wardwell LLP, New York N/A N/A $100,000,000
6/8/2020 S-1 Bantec, Inc. Self Stout Law Group, P.A., of Baltimore $0.035 300,000,000 $10,500,000
6/8/2020 S-1 Hometown International, Inc. N/A The Crone Law Group, P.C. $6.50 2,783,637 $18,093,640.50
6/8/2020 S-1 Healthcare Business Resources Inc N/A David M. Bovi, P.A. $10 33,500 $335,000
6/8/2020 S-1 Kaleyra, Inc. Oppenheimer & Co. Inc. and Nomura Securities International, Inc. DLA Piper LLP (US), San Francisco, Clifford Chance US LLP, New York N/A N/A $40,250,000
6/8/2020 S-1 Lemonade, Inc. Goldman Sachs & Co. LLC and Morgan Stanley & Co. LLC Latham & Watkins LLP, New York, White & Case LLP, New York N/A N/A $100,000,000
6/8/2020 S-1 Bill.com Holdings, Inc. Goldman Sachs & Co. LLC, BofA Securities, Inc., Jefferies LLC and KeyBanc Capital Markets Inc. Fenwick & West LLP, Mountain View, Wilson Sonsini Goodrich & Rosati, P.C., Palo Alto $68.69 6,900,000 $473,961,000
6/8/2020 S-1 Fusion Acquisition Corp. Cantor Fitzgerald & Co., Odeon Capital Group, LLC Winston & Strawn LLP, New York, Ellenoff Grossman & Schole LLP $10 28,750,000 $287,500,000
6/8/2020 S-1 Vivus Inc N/A Hogan Lovells US LLP, San Francisco, Ellenoff Grossman & Schole LLP, New York N/A N/A $185,500,000
6/9/2020 S-1 Fat Brands, Inc ThinkEquity, a division of Fordham Financial Management, Inc. Loeb & Loeb LLP, Los Angeles, Hunter Taubman Fischer & Li LLC, New York N/A N/A $11,500,000
6/9/2020 S-1  Sitime Corp Barclays Capital Inc. and Stifel, Nicolaus & Company, Incorporated Pillsbury Winthrop Shaw Pittman LLP, Palo Alto, Davis Polk & Wardwell LLP, Menlo Park $35.53 4,025,000 $143,008,250
6/9/2020 S-1 Dun & Bradstreet Holdings, Inc. Goldman Sachs & Co. LLC, BofA Securities, Inc. J.P. Morgan Securities LLC and Barclays Capital Inc. Weil, Gotshal & Manges LLP, New York, Latham & Watkins LLP, New York N/A N/A $1,000,000,000
6/9/2020 S-1 Kensington Capital Acq Corp. UBS Securities LLC and Stifel, Nicolaus & Company, Incorporated Hughes Hubbard & Reed LLP, New York, Hughes Hubbard & Reed LLP, Skadden, Arps, Slate, Meagher & Flom LLP, New York $10 17,500,000 $175,000,000
6/9/2020 S-1 Verb Technology Company, Inc. Ladenburg Thalmann & Co. Inc. Troutman Sanders LLP, Irvine, Crowell & Moring, Washington N/A N/A $11,500,000
6/10/2020 S-1 GrowGeneration Corp. Oppenheimer & Co. Inc. Robinson & Cole, LLP, law firm of Andrew I. Telsey, P.C. White & Case LLP N/A N/A $35,000,000
6/11/2020 S-1 Capstar Special Purpose Acq Corp. Citigroup, UBS Securities LLC, BTIG, LLC Greenberg Traurig, LLP, New York, Kirkland & Ellis LLP, New York $10 20,000,000 $200,000,000
6/11/2020 S-1 GS Acquisition Holdings Corp II Goldman Sachs & Co. LLC and Citigroup Global Markets Inc. Skadden, Arps, Slate, Meagher & Flom LLP, Los Angeles, Ropes & Gray LLP $10 70,000,000 $700,000,000
6/12/2020 S-1 World Scan Project, Inc. Chief Executive Officer, Ryohei Uetaki N/A $0.50 6,100,000 $3,050,000
6/12/2020 S-1 Zoom Telephonics, Inc. N/A Nixon Peabody LLP. $1.96 2,237,103 $4,384,722
6/12/2020 S-1 SinglePoint Inc. N/A JMS Law Group, PLLC $0.0052 320,000,000 $1,664,000
6/12/2020 S-1 Ocean Power Technologies, Inc. Aspire Capital Porter Hedges LLP, Houston $0.63 2,500,000 $1,575,000
6/12/2020 S-1 Panacea Acquisition Corp owen and Company, LLC Skadden, Arps, Slate, Meagher & Flom LLP, Palo Alto, Greenberg Traurig, LLP $10 12,500,000 $125,000,000
6/12/2020 S-1 U.S. Gold Corp. N/A Ballard Spahr LLP, Las Vegas $6.48 382,423 $2,478,101.04
6/12/2020 S-1 PTK Acquisition Corp. Chardan Capital Markets, LLC Goodwin Procter LLP, Ropes & Gray LLP $10 10,000,000 $100,000,000
6/12/2020 S-1 Bitcoin Commodity Trust N/A Richards, Layton & Finger, P.A.  Seward & Kissel LLP $25 80,000 $2,000,000
6/15/2020 S-1 Humanigen, Inc N/A Polsinelli PC, Washington $3.07 82,563,584 $253,470,202.88
6/15/2020 S-1 Generex Biotechnology Corp Oasis Capital, LLC Sichenzia Ross Ference LLP, New York N/A 37,529,399 N/A
6/15/2020 S-1 Imageware Systems Inc Lincoln Park Disclosure Law Group, a Professional Corporation, San Diego $0.39 8,200,000 $3,198,000
6/15/2020 S-1 Avinger Inc Aegis Capital Corp Dorsey & Whitney, LLP, Salt Lake City, Sichenzia Ross Ference LLP, New York N/A N/A $5,175,000
6/15/2020 S-1 Nikola Corp N/A Pillsbury Winthrop Shaw Pittman LLP $57.06 76,390,000 $4,358,813,400
6/15/2020 S-1 Hancock Jaffe Laboratories, Inc. N/A Ellenoff Grossman & Schole LLP, New York N/A 11,792,009 $2,415,678.71
6/15/2020 S-1 Therapeutics Acquisition Corp. Jefferies LLC Goodwin Procter LLP, Boston $10 11,500,000 $115,000,000
6/15/2020 S-1 Chicken Soup for the Soul Entertainment, Inc. N/A Graubard Miller, New York $6.84
$6.84
$7.50
$12
678,822
180,618
678,822
180,618
$4,643,142
$1,235,427
$5,091,165
$2,167,416
6/16/2020 S-1 IAC Holdings, Inc. N/A Gregg Winiarski, Executive Vice President, General Counsel & Secretary of New IAC N/A 45,572 $3,262,475.54
6/16/2020 S-1 Predictive Oncology Inc. N/A Maslon LLP, Minneapolis $1.665 1,738,357 $2,894,364.41
6/16/2020 S-1 DraftKings Inc. Goldman Sachs & Co. LLC and Credit Suisse Securities (USA) LLC Greenberg Traurig, LLP, Sullivan & Cromwell LLP, New York, White & Case LLP ​$36.73 15,682,218 $576,007,867
6/17/2020 S-1 Stem Holdings, Inc. N/A Law Offices of Robert L. B. Diener $0.50 22,681,008 $11,340,504
6/17/2020 S-1 Jupiter Wellness, Inc. WestPark Capital, Inc. Sichenzia Ross Ference LLP, New York, Cozen O’Connor P.C., Minneapolis N/A N/A $17,912,500
6/18/2020 S-1 Eastern Bankshares, Inc. Keefe, Bruyette & Woods, Inc., J.P. Morgan Securities LLC Nutter, McClennen & Fish, LLP, Boston, Simpson Thacher & Bartlett LLP, New York $10 210,084,636 $2,100,846,360
6/18/2020 S-1 Eventbrite, Inc. N/A  Latham & Watkins LLP $9.60 2,599,174 $24,952,070.40
6/18/2020 S-1 Zomedica Pharmaceuticals Corp. N/A Fasken Martineau DuMoulin LLP, Calgary, Lowenstein Sandler LLP, New York $0.1895 23,541,668 $4,461,147
6/18/2020 S-1 Viveve Medical, Inc. Lincoln Park Goodwin Procter LLP, Redwood City N/A 5,000,000 $10,000,000
6/19/2020 S-1 Esports Entertainment Group, Inc. N/A N/A $4.25
$5.31
2,117,023
69,127
$8,997,347.75
$367,064.37
6/19/2020 S-1 RumbleON, Inc. N/A Akerman LLP, Fort Lauderdale, Snell & Wilmer L.L.P., Las Vegas N/A $38,750,000 N/A
6/19/2020 S-1 GoHealth, Inc. GoHealth Holdings, LLC and Goldman Sachs & Co. LLC, BofA Securities, Inc., and Morgan Stanley & Co. LLC Latham & Watkins LLP, New York, Sidley Austin LLP, New York N/A N/A $100,000,000
6/19/2020 S-1 Trean Insurance Group, Inc. J.P. Morgan Securities LLC, Evercore Group, L.L.C. and William Blair & Company, L.L.C. Skadden, Arps, Slate, Meagher & Flom LLP, New York, Davis Polk & Wardwell LLP, New York N/A N/A $100,000,000
6/19/2020 S-1 Greencity Acquisition Corp Ladenburg Thalmann & Co. Inc. Ellenoff Grossman & Schole LLP, New York, Maples and Calder, Cayman Islands, Kramer Levin Naftalis & Frankel LLP $10 4,600,000​ $46,000,000
6/19/2020 S-1 Cen Biotech Inc N/A Bennett Jones LLP. $1.60 6,851,843 $10,962,948.80
6/19/2020 S-1 Merit Life Insurance Co. N/A Locke Lord LLP, Chicago N/A N/A N/A
6/19/2020 S-1 Nkarta, Inc. Cowen and Company, LLC, Evercore Group L.L.C, and Stifel, Nicolaus & Company O’Melveny & Myers LLP, San Francisco, Shearman & Sterling LLP, Menlo Park N/A N/A $100,000,000
6/19/2020 S-1 Caladrius Biosciences, Inc. N/A Mintz, Levin, Cohn, Ferris, Glovsky and Popeo, P.C., New York $2.25 2,123,508 $4,777,893
6/19/2020 S-1 InMed Pharmaceuticals Inc. Roth Capital Partners, LLC Dorsey & Whitney LLP, Farris LLP, Ellenoff Grossman  & Schole LLP N/A N/A $12,000,000
6/19/2020 S-1 Poseida Therapeutics, Inc. BofA Securities, Inc., Piper Sandler & Co. and William Blair & Company, L.L.C. Cooley LLP, San Diego,  Latham & Watkins LLP, San Diego N/A N/A $115,000,000
6/19/2020 S-1 Paysign, Inc. N/A Greenberg Traurig, LLP $7.35 1,514,166 $11,129,120.10
6/22/2020 S-1 BTCS Inc. N/A Nason, Yeager, Gerson, Harris & Fumero, P.A., Palm Beach Gardens $0.2255 9,045,000 $2,039,648
6/22/2020 S-1 Ncino, Inc. BofA Securities, Inc. and Barclays Capital Inc. Sidley Austin LLP., Ropes & Gray LLP N/A N/A $100,000,000
6/22/2020 S-1 Pershing Square Tontine Hold… Ltd Citigroup Global Markets, Inc., Jefferies LLC and UBS Securities LLC Cadwalader, Wickersham & Taft LLP, Ropes & Gray LLP. $20 172,500,000 $3,450,000,000
6/22/2020 S-1 Branded Legacy, Inc. GHS McMurdo Law Group, LLC, New York $0.475 534,449 $253,863.28
6/22/2020 S-1 BRP Group, Inc. J.P. Morgan Securities LLC, BofA Securities, Inc. and Wells Fargo Securities, LLC Davis Polk & Wardwell LLP, New York, Skadden, Arps, Slate, Meagher & Flom LLP, New York $15.11 13,225,000 $199,829,750
6/22/2020 S-1 1Life Healthcare Inc  J.P. Morgan Securities LLC and Morgan Stanley & Co. LLC Cooley LLP, Palo Alto, Davis Polk & Wardwell LLP, Menlo Park $30.66 8,050,000 $246,772,750
6/22/2020 S-1 Fulcrum Therapeutics, Inc. N/A Wilmer Cutler Pickering Hale and Dorr LLP. $16.77 4,029,411 $67,573,223
6/22/2020 S-1 Castle Biosciences Inc SVB Leerink LLC and Robert W. Baird & Co. Cooley LLP.,  Latham & Watkins LLP N/A 1,500,000 $73,105,500
6/22/2020 S-1 Liqtech International Inc N/A Snell & Wilmer, L.L.P., Reno $5.665 1,600,000 $9,064,000
6/23/2020 S-1 Endonovo Therapeutics, Inc. Calvary Frank J. Hariton, White Plains, NY. $0.15 3,685,516 $552,827
6/23/2020 S-1 TELA Bio, Inc. Jefferies LLC and Piper Sandler & Co. Pepper Hamilton LLP, Philadelphia, Latham & Watkins LLP, New York $21.59 3,450,000 $74,485,500
6/24/2020 S-1 Predictive Oncology Inc. Oasis Capital Maslon LLP, Minneapolis $1.915 3,288,073 $6,296,659.80
6/24/2020 S-1 Relay Therapeutics, Inc. J.P. Morgan Securities LLC, Goldman Sachs & Co. LLC, Cowen and Company, LLC and Guggenheim Securities, LLC Goodwin Procter LLP, Boston,  Ropes  & Gray LLP, Boston N/A N/A $200,000,000
6/24/2020 S-1 iTeos Therapeutics, Inc. J.P. Morgan Securities LLC, SVB Leerink LLC and Piper Sandler & Co. Goodwin Procter LLP, Boston, Cooley LLP, New York N/A N/A $100,000,000
6/25/2020 S-1 Artius Acquisition Inc. Credit Suisse Securities (USA) LLC and Goldman Sachs & Co. LLC Cleary Gottlieb Steen & Hamilton LLP, New York, Maples and Calder, Skadden, Arps, Slate, Meagher & Flom LLP, Palo Alto $10 52,500,000 $525,000,000
6/25/2020 S-1 Pulmatrix, Inc. N/A Haynes and Boone, LLP, New York $1.89 6,687,869 $12,640,072.41
6/26/2020 S-1 Ampco Pittsburgh Corp RHK Capital Cozen O’Connor P.C., Pittsburgh, Olshan Frome Wolosky LLP, New York N/A N/A $21,000,000
6/26/2020 S-1 Malacca Straits Acq Co Ltd BTIG, LLC Ellenoff Grossman & Schole LLP, New York, Maples and Calder, Cayman Islands, White & Case LLP, New York $10 12,500,000 $125,000,000
6/26/2020 S-1 Cardiff Oncology, Inc. N/A Sheppard Mullin Richter & Hampton LLP, New York $3.24 6,243,734 $20,229,698
6/26/2020 S-1 Acell Inc UBS Securities LLC, Barclays Capital Inc. and RBC Capital Markets, LLC Cooley LLP, Reston, Virginia, Goodwin Procter LLP, New York N/A N/A $86,250,000
6/26/2020 S-1 HPX Corp. Credit Suisse Securities (USA) LLC Skadden, Arps, Slate, Meagher & Flom LLP, Palo Alto, Maples and Calder, Cayman Islands, Shearman & Sterling LLP, New York $10 20,000,000 $200,000,000
6/26/2020 S-1 Berkeley Lights, Inc. J.P. Morgan Securities LLC, Morgan Stanley & Co. LLC and Cowen and Company, LLC Latham & Watkins LLP, Menlo Park, Davis Polk & Wardwell LLP, Menlo Park N/A N/A $100,000,000
6/26/2020 S-1 Alx Oncology Holdings Inc Jefferies LLC, Credit Suisse Securities (USA) LLC, Piper Sandler & Co. and Cantor Fitzgerald & Co. Wilson Sonsini Goodrich & Rosati, Professional Corporation, Palo Alto, Cooley LLP, San Francisco N/A N/A $100,000,000
6/26/2020 S-1 Pandion Therapeutics Holdco LLC Goldman Sachs & Co. LLC, Morgan Stanley & Co. LLC and SVB Leerink LLC Wilmer Cutler Pickering Hale and Dorr LLP, Boston, Goodwin Procter LLP N/A N/A $75,000,000
6/26/2020 S-1 D8 Holdings Corp. UBS Securities LLC White & Case LLP, New York,  Maples and Calder, Cayman Islands, Ellenoff Grossman & Schole LLP, New York $10 25,000,000 $250,000,000
6/26/2020 S-1 Precipio, Inc. Lincoln Park Sichenzia Ross Ference LLP, New York N/A N/A $5,085,000
6/26/2020 S-1 dMY Technology Group, Inc. II UBS Securities LLC White & Case LLP, New York, Ropes & Gray LLP $10 20,000,000 $200,000,000
6/29/2020 S-1 A.M. Castle & Co. N/A Jeremy T. Steele, Senior Vice President, General Counsel & Secretary of the Company $0.60 324,109,660 $194,465,796
6/29/2020 S-1 AdaptHealth Corp. Jefferies LLC and Deutsche Bank Securities Inc. Willkie Farr & Gallagher LLP, New York, Latham & Watkins LLP, New York N/A 6,500,000 $125,953,750
6/29/2020 S-1 Sunnova Energy International Inc. J.P. Morgan Securities LLC and BofA Securities, Inc. Baker Botts L.L.P., Houston, Vinson & Elkins L.L.P., Houston, Latham & Watkins LLP, New York, and Baker Botts L.L.P., Houston $19.57 9,200,000 $180,044,000
6/29/2020 S-1 Marathon Patent Group, Inc. H.C. Wainwright & Co., LLC Jolie Kahn, Esq. of New York, Ellenoff Grossman & Schole LLP, New York N/A N/A $6,192,750
6/30/2020 S-1 Jamf Holding Corp. Goldman Sachs & Co. LLC, J.P. Morgan Securities LLC, BofA Securities, Inc. and Barclays Capital Inc. Kirkland & Ellis LLP, Chicago, Davis Polk & Wardwell LLP, New York N/A N/A $100,000,000
6/30/2020 S-1 Montrose Environmental Gp, Inc. BofA Securities, Inc. and William Blair & Company, L.L.C. Gibson, Dunn & Crutcher LLP., Wilson Sonsini Goodrich & Rosati, Professional Corporation N/A N/A $160,000,000
6/30/2020 S-1 Know Labs, Inc. N/A Horwitz + Armstrong, A Professional Law Corporation, Lake Fores $1.75 9,526,085 $16,670,649
6/30/2020 S-1 GO Acquisition Corp. Credit Suisse Securities (USA) LLC Greenberg Traurig PA, Miami, Paul Hastings LLP, Los Angeles $10 50,000,000 $500,000,000
6/30/2020 S-1 Tracon Pharmaceuticals, Inc. N/A Cooley LLP, San Diego $1.90 6,192,087 $11,764,965
6/30/2020 S-1 Deerfield Healthcare Tech A… Corp Deutsche Bank Securities Inc. and UBS Securities LLC White & Case LLP, New York, Kirkland & Ellis LLP $10 12,500,000 $125,000,000
6/1/2020 1-A Clikia Corp. N/A NEWLAN & NEWLAN, LTD $1.3750 5,000,000 $6,875,000
6/1/2020 1-A American Condor Resources, Corp N/A Simmons Associates, Ltd. $5 4,000,000 N/A
6/2/2020 1-A Gladstone Companies, Inc. Timbrel Capital Proskauer Rose LLP $25 2,000,000 $50,000,000
6/3/2020 1-A Can B Corp N/A Austin Legal Group, APC $3.25 4,000,000 $13,000,000
6/4/2020 1-A Masterworks 017, LLC SDDCO Brokerage Advisors LLC Anthony L.G., PLLC $20 82,500 $1,650,000
6/8/2020 1-A Fundrise Midland Opportunistic REIT, LLC N/A Goodwin Procter LLP $10 1,565,860 $15,658,600
6/8/2020 1-A Fig Publishing, Inc. N/A Ellenoff Grossman & Schole LLP $1,000 14,711 $14,711,000
6/12/2020 1-A Forwardly, Inc. N/A Culhane Meadows PLLC $0.10 150,000,000 $15,000,000
6/15/2020 1-A Knightscope, Inc. StartEngine Primary CrowdCheck Law LLP/Wilson, Sonsini, Goodrich & Rosati $10 3,000,000 $30,000,000
6/16/2020 1-A Draganfly Inc. N/A Greenberg Traurig PA & Gowlings WLG N/A 20,000,000 N/A
6/18/2020 1-A StorEn Technologies Inc. N/A Alliance Legal Partners, Inc. $6 2,000,000 $12,000,000
6/19/2020 1-A Kula Ventures 2 Ltd N/A Bryan R. Clark PC N/A N/A $40,000,000
6/23/2020 1-A HIS Capital Fund III, LLC N/A Crowdfunding Lawyers LLP $1,000 50,000 $50,000,000
6/23/2020 1-A To The Stars Academy of Arts & Science Inc. N/A CrowdCheck Law LLP $5 6,000,000 $30,000,000
6/24/2020 1-A Dakota REIT N/A Felhaber Larson $14.73 600,000 $8,838,000
6/24/2020 1-A VidAngel, Inc. N/A Kaplan Voekler Cunningham and Frank, PLC $6.7 7,462,686 N/A
6/25/2020 1-A Sugarmade, Inc. N/A Eilers Law Group, P.A. $0.50 11,998,800 $6,000,000
6/26/2020 1-A Parallel Flight Techs, Inc. N/A Alliance Legal Partners, Inc. $4.67 1,605,996 $7,499,996.65
6/29/2020 1-A Principal Solar, Inc. N/A Donnell E. Suares $0.10 100,000,000 $10,000,000

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