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Stock Transfer Agent vs Stock Broker – What are the Differences
  • Admin
  • Feb 23, 2023
Where Can You Find Transfer Agents? In addition to the differences in the services they offer, tran....
SEC Adopts Amendments To Rule 10b5-1 Insider Trading Plans
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  • Feb 15, 2023
Insider trading has been one of the major focuses of the Securities and Exchange Commission (SEC) fo....
Discount Rate Calculator Using WACC Formula
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  • Feb 02, 2023
WACC is an acronym short for the weighted average cost of capital.  The WACC across a period of fiv....
Financing/IPO Transactions  –  January 2023
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  • Jan 24, 2023
The IPO and financing transactions listing for the month of January 2023 can be found below. These t....
Compliance Deadlines For Nasdaq Board Diversity Rules
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  • Jan 13, 2023
Nasdaq's Diversity Proposal is making headlines as it promotes board diversity and gender equity. Th....
Financing/IPO Transactions  –  December 2022
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  • Jan 13, 2023
The IPO and financing transactions listing for the month of December 2022 can be found below. These ....
What states require Issuer Dealer and Issuer Agent forms for Regulation A Tier 2 Offerings?
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  • Jan 05, 2023
Regulation A Tier 2 is a great tool for small companies to raise capital. However, depending on the ....
The Top Benefits of Using Issuer Dealer Registrations Instead of Using a Broker Dealer on Regulation A offerings
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  • Jan 05, 2023
Under Regulation A Tier 2 of the Securities Act of 1933, companies in the early stages of growth now....
Proposed Rules On Cybersecurity Disclosure
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  • Dec 24, 2022
Since the birth of the internet, cybersecurity has been an important topic. Just as companies are wo....
Small-Cap IPO Volatility – The China Connection
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  • Dec 22, 2022
China is one of the largest economic markets in the world, having grown significantly during the pas....
The SEC Drafts a Strategic Plan For Fiscal Years 2022 – 2026
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  • Dec 12, 2022
Recently, the United States Securities and Exchange Commission (SEC) released a new plan for the fis....
Financing/IPO Transactions  –  November 2022
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  • Dec 10, 2022
The IPO and financing transactions listing for the month of November 2022 can be found below. These ....
Understanding Cap Tables and Dilution
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  • Dec 10, 2022
As companies raise capital, shareholders need to keep an eye on their changing ownership percentages....
Why Startups should focus on their Cap Table
  • Admin
  • Dec 10, 2022
If you run a startup, you have a lot on your plate. You are focused on the quality of your products ....
What Officer Roles Should I Use in My Corporation? (Video Script)
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  • Dec 10, 2022
When setting up a corporation, you must make sure you have the right officers in place. If you found....
Financing/IPO Transactions  –  October 2022
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  • Nov 08, 2022
The IPO and financing transactions listing for the month of October 2022 can be found below. These t....
Can Foreign Companies do a Reg A or Reg CF Offering?
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  • Oct 14, 2022
There are plenty of foreign companies that want to make offerings in the United States. Some foreign....
Financing/IPO Transactions  –  September 2022
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  • Oct 10, 2022
The IPO and financing transactions listing for the month of September 2022 can be found below. These....
Delaware Corporate Law Amendments in 2022
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  • Oct 06, 2022
The Delaware General Corporation Law (DGCL) is reviewed and amended regularly, and they impact nume....
PCAOB Reached Deal with China and Hong Kong on The Foreign Companies Accountable Act
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  • Oct 06, 2022
Recently, the Holding Foreign Companies Accountable Act (HFCA) was officially adopted. This act will....
SEC to Add Industry Offices Focused on Crypto Assets and Industrial Applications
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  • Sep 23, 2022
The financial markets are changing quickly, particularly with respect to industrial applications and....
The SEC Adopts Pay Versus Performance Disclosure Rules for Executives
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  • Sep 23, 2022
Financial regulatory authorities have paid close attention to executive compensation structures duri....
The SEC Proposes Amendments to Enhance Private Fund Reporting
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  • Sep 20, 2022
Private fund reporting has been a significant area of concern during the past few years, and the Sec....
Financing/IPO Transactions  –  August 2022
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  • Sep 05, 2022
The IPO and financing transactions listing for the month of August 2022 can be found below. These tr....
What Are Restricted Stock Units?
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  • Aug 26, 2022
There are different ways an employee can be compensated for his or her time and efforts. One of the ....
SEC Proposes Amendments To Beneficial Ownership Reporting Rules
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  • Aug 22, 2022
Recently, there has been a significant push from shareholders to increase transparency, and the Secu....
Financing/IPO Transactions  –  July 2022
  • Admin
  • Aug 05, 2022
The IPO and financing transactions listing for the month of July 2022 can be found below. These tran....
The SEC Proposes Amendments to Shareholder Proposal Rule
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  • Aug 03, 2022
There are a lot of rights and responsibilities that come with taking a company public, and sharehold....
The SEC Announces Spring 2022 Regulatory Agenda
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  • Aug 03, 2022
The Securities and Exchange Commission (SEC) has already been busy this year, issuing several rule c....
The SEC Adopts Final Rules Concerning Proxy Voting Advice
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  • Aug 03, 2022
Recently, the Securities and Exchange Commission has voted to adopt amendments related to proxy voti....