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President Trump issued executive order 13,772 on February 3, 2017, which aimed to regulate the U.S. financial system with a set of core principles. In response, the U.S. Department of the Treasury prepared a report titled, “A Financial System That Creates Economic Opportunities: Capital Markets”, to identify all laws and regulations that are either compliant […]
EDT
Raising money from investors for your business involves understanding complex securities rules and regulations and federal and state filing requirements for proper compliance. Whether you own a small business or a large corporation, it is vital to consult an expert to ensure that you are compliant with all the necessary securities laws; these laws may […]
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EDT
Many companies and consultants help others comply with eXtensible Business Reporting Language (XBRL) formatting. You may not know everything about XBRL, but it’s a good idea to learn from your providers and experts about what to do and when. You will be more prepared and may make fewer mistakes in the future. Complying with XBRL […]
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EDT
Investing is an effective way that people can increase their monetary wealth. It allows people to generate a higher income and acquire funds that will help them protect their financial future going into retirement. The income they generate can even be set aside for their children, be distributed after they pass away, or when their […]
EDT
Chairman Jeb Hensarling sponsored the Financial Choice Act (H.R. 5983) on September 13, 2016. This bill alters many parts of the Dodd-Frank Wall Street Reform and Consumer Protection Act, as well as addressing long-standing and recent issues. Financial Policy Regulation Changes: Leverage Ratio Under a leverage ratio, all assets are treated the same regardless of […]
EDT
The Depository Trust Company (DTC) is proposing a new Rule 33, which would establish new circumstances under which the DTC would be allowed to release a Deposit Chill or Global Lock, in addition to the opportunity that Issuers have to challenge the restriction. The DTC is a critical component for the National Clearance and Settlement […]
EDT
Below are five ways that equity crowdfunding can make managing your company easier: Telling Stories to Investors Using Only One Link Businesses may maintain a company investing profile, make engaging videos, use due diligence tools, or have access to founder profiles; prospective investors can digest all of this information in just a single page. Companies […]
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EDT
DTC Eligibility is a term used when the securities of a public company become eligible for deposit into the DTC. DTC stands for the Depository Trust Company, which was founded in 1973 and is currently the largest depository in the world. Once securities are DTC eligible, brokers are able to easily process and clear transactions, […]
EDT
On October 26, 2016, the Securities and Exchange Commission adopted amendments to change Rule 147 and creating new Rule 147A. Additionally, amendments will be made to Rule 504 of Regulation D. These changes are intending to modernize how issuers can raise money to fund their businesses. Amendment to Rule 504 Rule 504 of Regulation D […]
EDT
When you attempt to start any small business or other venture and need funding, crowdfunding is an excellent option. Crowdfunding allows for funding through various investors and entrepreneurs using different web portals. Often, the desired funding involves contributions made by investors, which is known as securities-based crowdfunding. Since this type of crowdfunding requires you to […]