Under Regulation A Tier 2 of the Securities Act of 1933, companies in the early stages of growth now have access to more capital. They can raise up to $75 million from both non-accredited and accredited investors, do general solicitation, and issue free-trading shares. Through the Reg A SEC filing and offering, a company can list
Since the birth of the internet, cybersecurity has been an important topic. Just as companies are working hard to protect their confidential information from hackers, cybercriminals are working hard to get around these defense measures. As an increasing percentage of the world’s economy runs through electronic communications and the digital environment, cybercrimes will only become
China is one of the largest economic markets in the world, having grown significantly during the past few decades. Numerous companies have significant operations in China, but China is also a volatile market, particularly for small-cap companies. With a highly centralized government, commercial operations are largely subjected to the whims of the ruling party, and
Recently, the United States Securities and Exchange Commission (SEC) released a new plan for the fiscal years 2022 to 2026. Like other releases from the SEC, this plan is open to public comment. The plan has three separate goals that it seeks to accomplish, including: Protecting working families against misconduct, manipulation, and fraud Formulating and
The IPO and financing transactions listing for the month of November 2022 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registration statement filing used by domestic companies to go public. The Form F-1 is a registration statement used by foreign
As companies raise capital, shareholders need to keep an eye on their changing ownership percentages and resulting stockholder dilution. If you start a new company with a partner, you each might own 50 percent of the company. And, as you take on more funding, your equity percentage begins to drop due to share dilution. When you
If you run a startup, you have a lot on your plate. You are focused on the quality of your products and services, hiring new employees, and managing your equity stake. One of your most important tools is your cap table, which will give you a detailed breakdown of your financing. Your cap table tells
When setting up a corporation, you must make sure you have the right officers in place. If you founded a new company, there might have been a time when you did everything on your own. Now, as the company grows, you need to put people around you to take some of the responsibilities off your
The IPO and financing transactions listing for the month of October 2022 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registration statement filing used by domestic companies to go public. The Form F-1 is a registration statement used by foreign
There are plenty of foreign companies that want to make offerings in the United States. Some foreign companies might be wondering, can non-US issuers make a Reg A or Reg CF offering? If they are allowed to do so, are there any limits that they need to stay under? It is important to take a
The IPO and financing transactions listing for the month of September 2022 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registration statement filing used by domestic companies to go public. The Form F-1 is a registration statement used by foreign
The Delaware General Corporation Law (DGCL) is reviewed and amended regularly, and they impact numerous public and private companies that are incorporated or do business in Delaware. There are several important amendments that business leaders, managers, and executives need to know about this year. Stockholder Appraisal Rights Stockholder appraisal rights refer to statutory rights that a
Recently, the Holding Foreign Companies Accountable Act (HFCA) was officially adopted. This act will require both the PCAOB and SEC to adopt procedures and rules that officially implement the provisions included in the HFCA. The HFCA requires all foreign-owned issuers to certify that the PCAOB has been able to audit reports during the last few
The financial markets are changing quickly, particularly with respect to industrial applications and cryptocurrency. For a long time, the SEC has been receiving pressure to regulate and support these industries, and now, it is adding an Office of Crypto Assets and another office focused on Industrial Applications and Services. These offices will be added to the
Financial regulatory authorities have paid close attention to executive compensation structures during the past few years. Now, the SEC is adopting rules related to pay versus performance. Recently, the SEC announced that these proposed amendments would require registrants to disclose specific information regarding the relationship between executive compensation and the performance of that specific executive.
Private fund reporting has been a significant area of concern during the past few years, and the Securities and Exchange Commission (SEC) recently voted to propose amendments to Form PF. This is a confidential reporting form that is required for certain investment advisors who provide guidance to private funds. The goal of the amendment is
The IPO and financing transactions listing for the month of August 2022 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registration statement filing used by domestic companies to go public. The Form F-1 is a registration statement used by foreign
There are different ways an employee can be compensated for his or her time and efforts. One of the most common ways an employee might be compensated is with stock. In some cases, this may mean restricted stock units, which are usually shortened to RSU. What are restricted stock units, and how can you make
Recently, there has been a significant push from shareholders to increase transparency, and the Securities and Exchange Commission (SEC), has noticed. Recently, the SEC proposed changes to their beneficial ownership reporting requirements. The changes will take place as amendments to the Exchange Act of 1934, and they will reduce asymmetries in the market and address
The IPO and financing transactions listing for the month of July 2022 can be found below. These transactions were filed to the SEC as S-1, F-1, and 1-A filings. The Form S-1 is the initial registration statement filing used by domestic companies to go public. The Form F-1 is a registration statement used by foreign